Jonathan Winant Carlon - 02 Oct 2025 Form 4 Insider Report for Neptune Insurance Holdings Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Oct 2025, 17:37:44 UTC
Prior SEC filing
30 Sep 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James Steiner, by power of attorney

Key filing fact

Jonathan Winant Carlon filed Form 4 for Neptune Insurance Holdings Inc. on 03 Oct 2025.

Key facts

  • This page summarizes Jonathan Winant Carlon's Form 4 filing for Neptune Insurance Holdings Inc..
  • 7 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Oct 2025, 17:37.

Change

  • Previous filing in this sequence was filed on 30 Sep 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002085255 Primary reporting owner

Carlon Jonathan Winant

Relationship
Director
Address
C/O NEPTUNE INSURANCE HOLDINGS INC., 400 6TH STREET S, SUITE 2, ST. PETERSBURG
Signature
/s/ James Steiner, by power of attorney
Signature date
03 Oct 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NP transaction

Common Stock

Other

Transaction value
Shares
-4,599,000
Change %
-100%
Price
Shares after
0
Date
02 Oct 2025
Ownership
Held by the JWC Irrevocable Trust
Footnotes
F1, F2
NP transaction

Class A Common Stock

Other

Transaction value
Shares
+4,599,000
Change %
Price
Shares after
4,599,000
Date
02 Oct 2025
Ownership
Held by the JWC Irrevocable Trust
Footnotes
F1, F2
NP transaction

Common Stock

Other

Transaction value
Shares
-511,000
Change %
-100%
Price
Shares after
0
Date
02 Oct 2025
Ownership
Held by the Carlon Family Trust, dated May 7, 2024
Footnotes
F1, F3
NP transaction

Class A Common Stock

Other

Transaction value
Shares
+511,000
Change %
Price
Shares after
511,000
Date
02 Oct 2025
Ownership
Held by the Carlon Family Trust, dated May 7, 2024
Footnotes
F1, F3
NP transaction

Common Stock

Other

Transaction value
Shares
-575,000
Change %
-100%
Price
Shares after
0
Date
02 Oct 2025
Ownership
Direct
Footnotes
F1
NP transaction

Class A Common Stock

Other

Transaction value
Shares
+575,000
Change %
Price
Shares after
575,000
Date
02 Oct 2025
Ownership
Direct
Footnotes
F1
NP transaction

Classs A Common Stock

Award

Transaction value
$0
Shares
+73,500
Change %
+13%
Price
$0.000000
Shares after
648,500
Date
02 Oct 2025
Ownership
Direct
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Pursuant to a reclassification exempt under Rule 16b-7, shares of Common Stock were automatically reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Second Amended and Restated Certificate of Incorporation of the Issuer immediately prior to the closing of the Issuer's initial public offering.

Footnote F2

The Reporting Person and Steve Wynne are the trustees of the trust.

Footnote F3

The Reporting Person and Alexis Carlon are the trustees of the trust.

Footnote F4

Represents shares of Class A Common Stock underlying an award of time-based restricted stock units ("RSUs"). The RSUs will vest in equal annual installments over three years, beginning on September 30, 2026, subject to the continuous service of the Reporting Person through each vesting date.

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