Kurt G. Johnson - 01 Oct 2025 Form 4 Insider Report for Maverick Merger Sub 2, LLC (COOP)

Reporting relationship: EVP & Chief Financial Officer
Issuer ticker: COOP
Reported as of: 01 Oct 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Oct 2025, 16:42:30 UTC
Prior SEC filing: 04 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ Katherine K. Connell, Attorney-in-Fact

Key filing fact

Kurt G. Johnson filed Form 4 for Maverick Merger Sub 2, LLC (COOP) on 03 Oct 2025.

Key facts

This page summarizes Kurt G. Johnson's Form 4 filing for Maverick Merger Sub 2, LLC (COOP).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Oct 2025, 16:42.

Change

Previous filing in this sequence was filed on 04 Mar 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001912037 Primary reporting owner

Johnson Kurt G

Relationship: EVP & Chief Financial Officer
Address: 8950 CYPRESS WATERS BLVD., COPPELL
Signature: /s/ Katherine K. Connell, Attorney-in-Fact
Signature date: 03 Oct 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

COOP transaction

Common Stock

Other

Transaction value: $0
Shares: -54,226
Change %: -69%
Price: $0.000000
Shares after: 24,685
Date: 01 Oct 2025
Ownership: Direct
Footnotes: F1

COOP transaction

Common Stock

Other

Transaction value: $0
Shares: -24,685
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 01 Oct 2025
Ownership: Direct
Footnotes: F1, F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

COOP transaction Derivative

Performance Stock Units

Other

Transaction value
Shares: -47,742
Change %: -100%
Price
Shares after: 0
Date: 01 Oct 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 47,742
Exercise price
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Kurt G. Johnson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares.

Footnote F2

Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock.

Footnote F3

Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio.

SEC remarks

IN CONNECTION WITH THE COMPLETION OF THE TRANSACTIONS NOTED IN FOOTNOTE 1, ISSUER MERGED WITH AND INTO MAVERICK MERGER SUB 2, LLC, WITH MAVERICK MERGER SUB 2, LLC SURVIVING THE MERGER.