Toby R. Neugebauer - 30 Sep 2025 Form 3 Insider Report for Fermi Inc.

Reporting relationship: President, CEO, Director, 10%+ Owner
Issuer ticker: FRMI on Nasdaq
Reported as of: 30 Sep 2025
Net transaction value: $0
SEC form: 3
Accepted by SEC: 02 Oct 2025, 17:49:33 UTC
Source filing: View source filing
Reporting owner signature: TOBY R. NEUGEBAUER /s/ Toby R. Neugebauer

Key filing fact

Toby R. Neugebauer filed Form 3 for Fermi Inc. on 02 Oct 2025.

Key facts

This page summarizes Toby R. Neugebauer's Form 3 filing for Fermi Inc..
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 02 Oct 2025, 17:49.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (2)

CIK 0001098464 Primary reporting owner

NEUGEBAUER TOBY R

Relationship: President, CEO, Director, 10%+ Owner
Address: 620 S. TAYLOR ST., SUITE 301, AMARILLO
Signature: TOBY R. NEUGEBAUER /s/ Toby R. Neugebauer
Signature date: 30 Sep 2025

CIK 0002088794

Melissa A. Neugebauer 2020 Trust

Relationship: 10%+ Owner
Address: 620 S. TAYLOR ST., SUITE 301, AMARILLO
Signature: MELISSA A. NEUGEBAUER 2020 TRUST /s/ Toby R. Neugebauer, Trustee
Signature date: 30 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FRMI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,500,000
Date: 30 Sep 2025
Ownership: Direct
Footnotes: F1

FRMI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 94,359,659
Date: 30 Sep 2025
Ownership: See Footnote
Footnotes: F2

FRMI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 45,241,787
Date: 30 Sep 2025
Ownership: See Footnote
Footnotes: F3

FRMI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,500,000
Date: 30 Sep 2025
Ownership: See Footnote
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Consists of shares of restricted stock of Fermi Inc. (the "Issuer") subject to time-based vesting conditions.

Footnote F2

Reflects shares of common stock of the Issuer directly held by Melissa A. Neugebauer 2020 Trust. Mr. Neugebauer is the investment trustee of Melissa A. Neugebauer 2020 Trust and may be deemed to beneficially own Common Stock of the Issuer held by Melissa A. Neugebauer 2020 Trust. Mr. Neugebauer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that Mr. Neugebauer is the beneficial owner of such securities for purposes of Sections 13 and 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Footnote F3

Reflects shares of common stock of the Issuer directly held by Vicksburg Investments Management LLC. Mr. Neugebauer is a managing member of Vicksburg Investments Management LLC and may be deemed to beneficially own common stock of the Issuer held by Vicksburg Investments Management LLC. Mr. Neugebauer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that Mr. Neugebauer is the beneficial owner of such securities for purposes of Sections 13 and 16 of the Exchange Act or for any other purpose.

Footnote F4

Reflects shares of common stock of the Issuer directly held by TMNN Manager LLC. Mr. Neugebauer is a managing member of TMNN Manager LLC and may be deemed to beneficially own common stock of the Issuer held by TMNN Manager LLC. Mr. Neugebauer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that Mr. Neugebauer is the beneficial owner of such securities for purposes of Sections 13 and 16 of the Exchange Act or for any other purpose.