Wilhelm Konrad Thomas Zours - 16 Sep 2025 Form 3 Insider Report for Biofrontera Inc. (BFRI)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
26 Sep 2025, 16:59:54 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Martin Flick, attorney in fact for Wilhelm Konrad Thomas Zours

Key filing fact

Wilhelm Konrad Thomas Zours filed Form 3 for Biofrontera Inc. (BFRI) on 26 Sep 2025.

Key facts

  • This page summarizes Wilhelm Konrad Thomas Zours's Form 3 filing for Biofrontera Inc. (BFRI).
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 26 Sep 2025, 16:59.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0001571015 Primary reporting owner

Zours Wilhelm Konrad Thomas

Relationship
10%+ Owner
Address
ZIEGELHAUSER LANDSTRASSE 3, HEIDELBERG, GERMANY
Signature
/s/ Martin Flick, attorney in fact for Wilhelm Konrad Thomas Zours
Signature date
26 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BFRI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
400,000
Date
16 Sep 2025
Ownership
By Biofrontera AG
Footnotes
F1, F2
BFRI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
58,884
Date
16 Sep 2025
Ownership
By Deutsche Balaton Aktiengesellschaft
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BFRI holding Derivative

Series D Convertible Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
16 Sep 2025
Ownership
By Biofrontera AG
Underlying class
Common Stock
Underlying amount
4,831,172
Exercise price
$0.6249
Footnotes
F1, F2, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The reported shares are held directly by Biofrontera AG. The Reporting Person owns a majority interest in Delphi Unternehmensberatung Aktiengesellschaft, which owns a majority interest in VV Beteiligungen Aktiengesellschaft, which owns a majority interest in Deutsche Balaton Aktiengesellschaft. Collectively, Delphi Unternehmensberatung Aktiengesellschaft, VV Beteiligungen Aktiengesellschaft and Deutsche Balaton Aktiengesellschaft hold approximately 62.2% of the outstanding voting stock of Biofrontera AG.

Footnote F2

In addition, the Reporting Person is a member of the management board of VV Beteiligungen Aktiengesellschaft and a management board member of Delphi Unternehmensberatung Aktiengesellschaft. As a result of the above, the Reporting Person may be deemed to beneficially own the shares owned by Biofrontera AG. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Footnote F3

The reported shares are held directly by Deutsche Balaton Aktiengesellschaft. The Reporting Person owns a majority interest in Delphi Unternehmensberatung Aktiengesellschaft, which owns a majority interest in VV Beteiligungen Aktiengesellschaft, which owns a majority interest in Deutsche Balaton Aktiengesellschaft. In addition, the Reporting Person is a member of the management board of VV Beteiligungen Aktiengesellschaft and a management board member of Delphi Unternehmensberatung Aktiengesellschaft. As a result of the above, the Reporting Person may be deemed to beneficially own the shares owned by Deutsche Balaton Aktiengesellschaft. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Footnote F4

The convertible preferred stock is convertible at any time at the holder's option, subject to a limitation that prevents the holder and its affiliates from beneficially owning more than 19.99% of the outstanding common stock upon conversion. The preferred stock has no expiration date.

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