Donald R. Brattain - 11 May 2021 Form 4 Insider Report for TYLER TECHNOLOGIES INC (TYL)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
13 May 2021, 12:36:39 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Randall G. Ray, attorney-in-fact

Key filing fact

Donald R. Brattain filed Form 4 for TYLER TECHNOLOGIES INC (TYL) on 13 May 2021.

Key facts

  • This page summarizes Donald R. Brattain's Form 4 filing for TYLER TECHNOLOGIES INC (TYL).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 13 May 2021, 12:36.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TYL transaction

Common Stock

Options Exercise

Transaction value
Shares
+753
Change %
+65%
Price
Shares after
1,903
Date
12 May 2021
Ownership
Direct
Footnotes
F1, F2
TYL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,422
Date
11 May 2021
Ownership
See footnote (2)
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TYL transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-753
Change %
-100%
Price
$0.000000*
Shares after
0
Date
12 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
753
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Donald R. Brattain is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units convert into common stock on a one-for-one basis.

Footnote F2

Includes shares owned indirectly by the reporting person, as follows: (a) 2,762 shares held by Deephaven Enterprises, Inc., of which the reporting person is the sole shareholder; and (b) 2,660 shares held in an individual retirement account for the benefit of the reporting person's spouse.

Footnote F3

On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

SEC remarks

The reporting person retired as a director of the Issuer effective May 11, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of the Issuer and, therefore, will no longer report any such transactions on Form 4 or Form 5.

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