Great Elm Group, Inc. - 19 Sep 2025 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Reporting relationship: 10%+ Owner
Issuer ticker: GECC
Reported as of: 19 Sep 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 23 Sep 2025, 21:51:24 UTC
Prior SEC filing: 23 Dec 2024
Source filing: View source filing
Reporting owner signature: /s/ Adam M. Kleinman, attorney-in-fact

Key filing fact

Great Elm Group, Inc. filed Form 4 for Great Elm Capital Corp. (GECC) on 23 Sep 2025.

Key facts

This page summarizes Great Elm Group, Inc.'s Form 4 filing for Great Elm Capital Corp. (GECC).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 23 Sep 2025, 21:51.

Change

Previous filing in this sequence was filed on 23 Dec 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001831096 Primary reporting owner

Great Elm Group, Inc.

Relationship: 10%+ Owner
Address: 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS
Signature: /s/ Adam M. Kleinman, attorney-in-fact
Signature date: 23 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GECC transaction

Common Stock

Other

Transaction value: $0
Shares: -16,612
Change %: -1.2%
Price: $0.000000
Shares after: 1,421,467
Date: 19 Sep 2025
Ownership: Direct
Footnotes: F1, F2

GECC transaction

Common Stock

Other

Transaction value: $0
Shares: -63,189
Change %: -4.4%
Price: $0.000000
Shares after: 1,358,278
Date: 20 Sep 2025
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Reflects shares of common stock of Great Elm Capital Corp. ("GECC") owned by Great Elm Group, Inc. ("GEG") that (i) GEG granted as compensation to certain employees in exchange for no consideration and (ii) which were delivered by GEG (together with any accumulated stock dividends thereon) to such employees in connection with the vesting of such awards (or an applicable portion thereof).

Footnote F2

Prior to the vesting and delivery of any such compensation awards (or any portion thereof), GEG retains beneficial ownership rights over the GECC shares underlying such awards, the number of which are included in GEG's direct holdings.