Justin B. Stiefel - 18 Sep 2025 Form 4 Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Reporting relationship: CEO & Treasurer, Director
Issuer ticker: CASK
Reported as of: 18 Sep 2025
Net transaction value: -$1,999,338
SEC form: 4
Accepted by SEC: 22 Sep 2025, 16:32:25 UTC
Prior SEC filing: 19 Aug 2025
Next SEC filing: 05 Jan 2026
Source filing: View source filing
Reporting owner signature: /s/ Justin B. Stiefel

Key filing fact

Justin B. Stiefel filed Form 4 for Heritage Distilling Holding Company, Inc. (CASK) on 22 Sep 2025.

Key facts

This page summarizes Justin B. Stiefel's Form 4 filing for Heritage Distilling Holding Company, Inc. (CASK).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 22 Sep 2025, 16:32.

Change

Previous filing in this sequence was filed on 19 Aug 2025.
Current net transaction value: -$1,999,338.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002044207 Primary reporting owner

Stiefel Justin B

Relationship: CEO & Treasurer, Director
Address: C/O HERITAGE DISTILLING HOLDING COMPANY, 9668 BUJACICH ROAD, GIG HARBOR
Signature: /s/ Justin B. Stiefel
Signature date: 22 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CASK transaction

Common Stock

Options Exercise

Transaction value: $331
Shares: +3,309,615
Change %
Price: $0.000100
Shares after: 3,309,615
Date: 18 Sep 2025
Ownership: By LLC
Footnotes: F1

CASK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 330,283
Date: 18 Sep 2025
Ownership: By spouse
Footnotes: F2

CASK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 325,921
Date: 18 Sep 2025
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CASK transaction Derivative

Pre-Funded Warrant to Purchase Common Stock

Options Exercise

Transaction value: $1,999,669
Shares: -3,309,615
Change %: -100%
Price: $0.6042
Shares after: 0
Date: 18 Sep 2025
Ownership: By LLC
Underlying class: Common Stock
Underlying amount: 3,309,615
Exercise price: $0.000100
Footnotes: F1, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The reported securities are held by Constantine IHSV, LLC, of which the reporting person is the sole member and may be deemed to beneficially own the securities held by it.

Footnote F2

These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Footnote F3

Includes 1,737 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account

Footnote F4

The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms.