Key facts
- This page summarizes Neil J. Hennessy's Form 4 filing for HENNESSY ADVISORS INC (HNNA).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 19 Sep 2025, 16:35.
Neil J. Hennessy - 18 Sep 2025 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)
- Reporting relationship
- CEO, Director, 10%+ Owner
- Issuer ticker
- HNNA
- Reported as of
- 18 Sep 2025
- Net transaction value
- -$99,720
- SEC form
- 4
- Accepted by SEC
- 19 Sep 2025, 16:35:24 UTC
- Prior SEC filing
- 30 Dec 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Teresa Nilsen, Attorney-in-Fact for Neil J. Hennessy
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Neil J. Hennessy filed Form 4 for HENNESSY ADVISORS INC (HNNA) on 19 Sep 2025.
Change
- Previous filing in this sequence was filed on 30 Dec 2024.
- Current net transaction value: -$99,720.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001165099
Primary reporting owner
HENNESSY NEIL J
- Relationship
- CEO, Director, 10%+ Owner
- Address
- 7250 REDWOOD BLVD, SUITE 200, NOVATO
- Signature
- /s/ Teresa Nilsen, Attorney-in-Fact for Neil J. Hennessy
- Signature date
- 19 Sep 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HNNA
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +19,700
- Change %
- +0.96%
- Price
- $0.000000
- Shares after
- 2,070,112
- Date
- 18 Sep 2025
- Ownership
- By Trust
- Footnotes
- F1
HNNA
transaction
Common Stock
Tax liability
- Transaction value
- $99,720
- Shares
- -9,000
- Change %
- -0.43%
- Price
- $11.08
- Shares after
- 2,061,112
- Date
- 18 Sep 2025
- Ownership
- By Trust
HNNA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,062
- Date
- 18 Sep 2025
- Ownership
- Direct
HNNA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,059
- Date
- 18 Sep 2025
- Ownership
- By Spouse's IRA
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026.