Rodger D. Offenbach - 18 Sep 2025 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Reporting relationship: Advisory Committee Member
Issuer ticker: HNNA
Reported as of: 18 Sep 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 19 Sep 2025, 16:06:33 UTC
Prior SEC filing: 19 Sep 2024
Source filing: View source filing
Reporting owner signature: /s/ Teresa M. Nilsen, Attorney-in-Fact for Rodger D. Offenbach

Key filing fact

Rodger D. Offenbach filed Form 4 for HENNESSY ADVISORS INC (HNNA) on 19 Sep 2025.

Key facts

This page summarizes Rodger D. Offenbach's Form 4 filing for HENNESSY ADVISORS INC (HNNA).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 19 Sep 2025, 16:06.

Change

Previous filing in this sequence was filed on 19 Sep 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001165093 Primary reporting owner

OFFENBACH RODGER

Relationship: Advisory Committee Member
Address: 7250 REDWOOD BLVD, SUITE 200, NOVATO
Signature: /s/ Teresa M. Nilsen, Attorney-in-Fact for Rodger D. Offenbach
Signature date: 19 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HNNA transaction

Common Stock

Award

Transaction value: $0
Shares: +2,800
Change %: +2.5%
Price: $0.000000
Shares after: 113,298
Date: 18 Sep 2025
Ownership: By Trust
Footnotes: F1

HNNA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,577
Date: 18 Sep 2025
Ownership: Direct
Footnotes: F2

HNNA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,370
Date: 18 Sep 2025
Ownership: By Spouse's IRA

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Includes 2,800 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026.

Footnote F2

Includes 675 shares previously reported as indirectly owned due to an administrative error that are now being reported as directly owned. There was no transaction.