Richard J. Lashley - 17 Sep 2025 Form 4/A - Amendment Insider Report for BANC OF CALIFORNIA, INC. (BANC)

Reporting relationship: Director
Issuer ticker: BANC
Reported as of: 17 Sep 2025
Net transaction value: $0
SEC form: 4/A - Amendment
Accepted by SEC: 18 Sep 2025, 17:58:52 UTC
Original report date: 17 Sep 2025
Prior SEC filing: 10 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Ido Dotan, Attorney-in-Fact for Richard J Lashley

Key filing fact

Richard J. Lashley filed Form 4/A - Amendment for BANC OF CALIFORNIA, INC. (BANC) on 18 Sep 2025.

Key facts

This page summarizes Richard J. Lashley's Form 4/A - Amendment filing for BANC OF CALIFORNIA, INC. (BANC).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 18 Sep 2025, 17:58.

Change

Previous filing in this sequence was filed on 10 Jun 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001204241 Primary reporting owner

LASHLEY RICHARD J

Relationship: Director
Address: C/O BANC OF CALIFORNIA, INC., 3 MACARTHUR PLACE, SANTA ANA
Signature: /s/ Ido Dotan, Attorney-in-Fact for Richard J Lashley
Signature date: 18 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BANC transaction

Common Stock

Gift

Transaction value: $0
Shares: -29,825
Change %: -46%
Price: $0.000000
Shares after: 35,708
Date: 17 Sep 2025
Ownership: Direct
Footnotes: F1

BANC transaction

Common Stock

Gift

Transaction value: $0
Shares: +29,825
Change %
Price: $0.000000
Shares after: 29,825
Date: 17 Sep 2025
Ownership: By Spouse
Footnotes: F1

BANC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 668,939
Date: 17 Sep 2025
Ownership: By Goodbody/PL Capital, LLC
Footnotes: F2

BANC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,280,280
Date: 17 Sep 2025
Ownership: By PL Capital, LLC
Footnotes: F3

BANC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,000
Date: 17 Sep 2025
Ownership: By Richard Lashley ROTH IRA

BANC holding

Depositary Shares of Series F Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,000
Date: 17 Sep 2025
Ownership: By Goodbody/PL Capital, LLC
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents a bona fide gift for no consideration from the Reporting Person to his spouse.

Footnote F2

Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Footnote F3

PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC remarks

This Form 4/A amends and restates the original Form 4 filed by the Reporting Person on September 17, 2025 ("Original Form 4") to include the shares acquired by the Reporting Person's spouse in the reported transfer that were inadvertently excluded from the Original Form 4.