Sexton O Griffith - 16 Sep 2025 Form 4 Insider Report for Hamilton Lane INC (HLNE)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
18 Sep 2025, 17:01:35 UTC
Prior SEC filing
14 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lauren Platko, attorney-in-fact

Key filing fact

Sexton O Griffith filed Form 4 for Hamilton Lane INC (HLNE) on 18 Sep 2025.

Key facts

  • This page summarizes Sexton O Griffith's Form 4 filing for Hamilton Lane INC (HLNE).
  • 1 reported transaction and 2 derivative rows are listed below.
  • Accepted by SEC: 18 Sep 2025, 17:01.

Change

  • Previous filing in this sequence was filed on 14 Feb 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001338580 Primary reporting owner

SEXTON O GRIFFITH

Relationship
Director, 10%+ Owner
Address
C/O HAMILTON LANE INCORPORATED, 110 WASHINGTON STREET, SUITE 1300, CONSHOHOCKEN
Signature
/s/ Lauren Platko, attorney-in-fact
Signature date
18 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HLNE transaction

Class A Common Stock

Award

Transaction value
$0
Shares
+1,331
Change %
+38%
Price
$0.000000
Shares after
4,852
Date
16 Sep 2025
Ownership
Direct
Footnotes
F1
HLNE holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17,414
Date
16 Sep 2025
Ownership
See footnote
Footnotes
F2
HLNE holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
291,233
Date
16 Sep 2025
Ownership
See footnote
Footnotes
F3, F4
HLNE holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
291,233
Date
16 Sep 2025
Ownership
See footnote
Footnotes
F3, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HLNE holding Derivative

Class B Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
291,233
Date
16 Sep 2025
Ownership
By the 2008 Sexton Des. Trust FBO Laura Sexton
Underlying class
Class A Common Stock
Underlying amount
291,233
Exercise price
Footnotes
F6, F7
HLNE holding Derivative

Class B Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
291,233
Date
16 Sep 2025
Ownership
By the 2008 Sexton Des. Trust FBO Matthew Sexton
Underlying class
Class A Common Stock
Underlying amount
291,233
Exercise price
Footnotes
F6, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date.

Footnote F2

Mr. Sexton indirectly holds these shares through the O. Griffith Sexton 2016 Revocable Trust. Mr. Sexton is sole settlor, beneficiary, and trustee of the trust.

Footnote F3

The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.

Footnote F4

The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton serves as trustee of this trust.

Footnote F5

The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton serves as trustee of this trust.

Footnote F6

Pursuant to an Exchange Agreement entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date.

Footnote F7

The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Laura Sexton through HLA Investments, LLC. Mr. Sexton serves as trustee of this trust.

Footnote F8

The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Matthew Sexton through HLA Investments, LLC. Mr. Sexton serves as trustee of this trust.

SEC remarks

In addition to serving as a director of the Issuer, Mr. Sexton is a member of a group that beneficially owns more than 10% of the Issuer's Class A common stock.

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