Jeffrey Curtis Mason - 15 Sep 2025 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)

Reporting relationship: Chief Operating Officer
Issuer ticker: FLUX
Reported as of: 15 Sep 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 17 Sep 2025, 20:12:16 UTC
Prior SEC filing: 05 Aug 2025
Source filing: View source filing
Reporting owner signature: /s/ Jeffrey Curtis Mason

Key filing fact

Jeffrey Curtis Mason filed Form 4 for Flux Power Holdings, Inc. (FLUX) on 17 Sep 2025.

Key facts

This page summarizes Jeffrey Curtis Mason's Form 4 filing for Flux Power Holdings, Inc. (FLUX).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 17 Sep 2025, 20:12.

Change

Previous filing in this sequence was filed on 05 Aug 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001954655 Primary reporting owner

Mason Jeffrey Curtis

Relationship: Chief Operating Officer
Address: C/O FLUX POWER HOLDINGS, INC., 2685 S. MELROSE DRIVE, VISTA,
Signature: /s/ Jeffrey Curtis Mason
Signature date: 17 Sep 2025

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FLUX transaction Derivative

Pre-Funded Warrant (right to buy)

Purchase

Transaction value
Shares: +517
Change %
Price
Shares after: 517
Date: 15 Sep 2025
Ownership: Direct
Underlying class: Series A Convertible Preferred Stock
Underlying amount: 517
Exercise price: $0.001000
Footnotes: F1, F2

FLUX transaction Derivative

Common Stock Purchase Warrant (right to buy)

Purchase

Transaction value
Shares: +2,433
Change %
Price
Shares after: 2,433
Date: 15 Sep 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,433
Exercise price: $1.72
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 517 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 2,433 shares of the Issuer's Common Stock.

Footnote F2

The Pre-Funded Warrants are exercisable immediately from the date of issuance and expire when exercised in full. Each Pre-Funded Warrant is exercisable for 1 share of the Company's Series A Convertible Preferred Stock, which may be converted into shares of Common Stock at an initial conversion price of $2.058 as subject to adjustments.

Footnote F3

The Common Warrants have an initial exercise price of $1.715 and is exercisable immediately from the date of issuance and expire 5 years from the date of issuance.