William O'Dowd IV - 12 May 2025 Form 4 Insider Report for Dolphin Entertainment, Inc. (DLPN)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: DLPN
Reported as of: 12 May 2025
Net transaction value: +$2,242,973
SEC form: 4
Accepted by SEC: 16 Sep 2025, 16:56:42 UTC
Prior SEC filing: 05 May 2025
Next SEC filing: 20 May 2025
Source filing: View source filing
Reporting owner signature: /s/ William O'Dowd IV

Key filing fact

William O'Dowd IV filed Form 4 for Dolphin Entertainment, Inc. (DLPN) on 16 Sep 2025.

Key facts

This page summarizes William O'Dowd IV's Form 4 filing for Dolphin Entertainment, Inc. (DLPN).
3 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 16 Sep 2025, 16:56.

Change

Previous filing in this sequence was filed on 05 May 2025.
Current net transaction value: +$2,242,973.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001520776 Primary reporting owner

O'Dowd William IV

Relationship: Chief Executive Officer, Director
Address: C/O DOLPHIN ENTERTAINMENT, INC., 150 ALHAMBRA CIRCLE, SUITE 1200, CORAL GABLES
Signature: /s/ William O'Dowd IV
Signature date: 16 Sep 2025

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DLPN transaction Derivative

10% Convertible Promissory Note

Other

Transaction value: $1,107,973
Shares
Change %
Price
Shares after: $1,107,873
Date: 12 May 2025
Ownership: By Dolphin Entertainment LLC
Underlying class: Common Stock
Underlying amount: $1,107,873
Exercise price: $1.00
Footnotes: F1, F2, F3

DLPN transaction Derivative

10% Convertible Promissory Note

Other

Transaction value: $1,000,000
Shares
Change %
Price
Shares after: $1,000,000
Date: 12 May 2025
Ownership: By Dolphin Entertainment LLC
Underlying class: Common Stock
Underlying amount: $1,000,000
Exercise price: $1.00
Footnotes: F1, F2, F3

DLPN transaction Derivative

10% Convertible Promissory Note

Other

Transaction value: $135,000
Shares
Change %
Price
Shares after: $135,000
Date: 12 May 2025
Ownership: By Dolphin Entertainment LLC
Underlying class: Common Stock
Underlying amount: $135,000
Exercise price: $1.00
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The Reporting Person received this convertible note in exchange for a nonconvertible promissory note in the same principal amount and an agreement to extend the maturity date of the original note by six months.

Footnote F2

Excludes shares issuable at the election of the Reporting Person upon conversion of accrued interest (both past and future) into shares of common stock.

Footnote F3

Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.