Anne M. May - 11 Sep 2025 Form 4 Insider Report for AUBURN NATIONAL BANCORPORATION, INC (AUBN)

Reporting relationship: Director
Issuer ticker: AUBN
Reported as of: 11 Sep 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 15 Sep 2025, 11:51:55 UTC
Prior SEC filing: 16 May 2024
Source filing: View source filing
Reporting owner signature: /s/ Anne M. May

Key filing fact

Anne M. May filed Form 4 for AUBURN NATIONAL BANCORPORATION, INC (AUBN) on 15 Sep 2025.

Key facts

This page summarizes Anne M. May's Form 4 filing for AUBURN NATIONAL BANCORPORATION, INC (AUBN).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 15 Sep 2025, 11:51.

Change

Previous filing in this sequence was filed on 16 May 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001195608 Primary reporting owner

MAY ANNE M

Relationship: Director
Address: P. O. BOX 3110, AUBURN
Signature: /s/ Anne M. May
Signature date: 15 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AUBN transaction

common stock, par value $0.1

Other

Transaction value: $0
Shares: +222,275
Change %
Price: $0.000000
Shares after: 222,275
Date: 11 Sep 2025
Ownership: Held as Trustee of the Spencer Family Non-Exempt Trust FBO Edward L. Spencer, III

AUBN transaction

common stock, par value $0.1

Other

Transaction value: $0
Shares: +5,667
Change %: +2.5%
Price: $0.000000
Shares after: 227,942
Date: 11 Sep 2025
Ownership: Held as Trustee of the Spencer Family Non-Exempt Trust FBO of Edward L. Spencer, III

AUBN transaction

common stock, par value $0.1

Other

Transaction value: $0
Shares: +15,960
Change %
Price: $0.000000
Shares after: 15,960
Date: 11 Sep 2025
Ownership: Held as Trustee of the Spencer 2008 Exempt Trust FBO of Edward L. Spencer, III

AUBN holding

common stock, par value $0.1

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 33,311
Date: 11 Sep 2025
Ownership: Direct

AUBN holding

common stock, par value $0.1

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,672
Date: 11 Sep 2025
Ownership: Held as to a Power of Attorney ("Power of Attorney") for Edwad L. Spencer, III. See Note 1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

SEC remarks

Note 1. Anne M. May (the "Reporting Person") was granted a durable Power of Attorney and related account authorizations (the "Power of Attorney") by Edward L. Spencer, III that were completed on May 15, 2024 with respect to 11,672 shares of Common Stock, including 1,320 shares held by the grantor indirectly as one-third member of Spencer LLC (the "Spencer LLC"). It shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of the Shares covered by such Power of Attorney, or any of the 2,640 shares held in the LLC beneficially owned by the 2 other members of the LLC. Anne M. May disclaims any beneficial ownership or pecuniary interest in the 11,672 Shares held pursuant to this Power of Attorney. Note 2 This filing is being made in connection with the settlement of the estates of, and the pour over distributions from the trusts established by the late Mr. Edward L. Spencer Jr. and his late wife, Mrs. Ruth P. Spencer (together with Edward L. Spencer, Jr., the "Parents"). These transactions are transfers of securities by will or the laws of descent and distribution (inheritances), which are exempt from Securities Exchange Act of 1934 ( the "Exchange Act") Section 16(b) by United States Securities and Exchange Commission ("Commission") Rule 16b-5. It shall not be deemed an admission that Anne M. May (the "Reporting Person") is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of (i) the Shares previously pursuant to a Power of Attorney described in Note 1 or (ii) as Trustee of the Receiving Trusts (as defined below). Any fractional Shares have been rounded to whole Shares