Michael Gene Barnes - 12 Sep 2025 Form 4 Insider Report for TIPTREE INC. (TIPT)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
12 Sep 2025, 16:44:26 UTC
Prior SEC filing
26 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes

Key filing fact

Michael Gene Barnes filed Form 4 for TIPTREE INC. (TIPT) on 12 Sep 2025.

Key facts

  • This page summarizes Michael Gene Barnes's Form 4 filing for TIPTREE INC. (TIPT).
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 12 Sep 2025, 16:44.

Change

  • Previous filing in this sequence was filed on 26 Feb 2025.
  • Current net transaction value: -$1,035,863.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001498811 Primary reporting owner

Barnes Michael Gene

Relationship
Executive Chairman, Director, 10%+ Owner
Address
C/O TIPTREE INC., 660 STEAMBOAT ROAD, GREENWICH
Signature
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
Signature date
12 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TIPT transaction

Common Stock

Options Exercise

Transaction value
$263,621
Shares
+46,494
Change %
+0.47%
Price
$5.67
Shares after
10,009,402
Date
12 Sep 2025
Ownership
Direct
Footnotes
F1
TIPT transaction

Common Stock

Tax liability

Transaction value
$263,643
Shares
-10,343
Change %
-0.1%
Price
$25.49
Shares after
9,999,059
Date
12 Sep 2025
Ownership
Direct
Footnotes
F2, F3
TIPT transaction

Common Stock

Options Exercise

Transaction value
$27,290
Shares
+4,649
Change %
+0.05%
Price
$5.87
Shares after
10,003,708
Date
12 Sep 2025
Ownership
Direct
Footnotes
F1
TIPT transaction

Common Stock

Tax liability

Transaction value
$27,300
Shares
-1,071
Change %
-0.01%
Price
$25.49
Shares after
10,002,637
Date
12 Sep 2025
Ownership
Direct
Footnotes
F3, F4
TIPT transaction

Common Stock

Options Exercise

Transaction value
$744,900
Shares
+112,015
Change %
+1.1%
Price
$6.65
Shares after
10,114,652
Date
12 Sep 2025
Ownership
Direct
Footnotes
F1
TIPT transaction

Common Stock

Tax liability

Transaction value
$744,920
Shares
-29,224
Change %
-0.29%
Price
$25.49
Shares after
10,085,428
Date
12 Sep 2025
Ownership
Direct
Footnotes
F3, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TIPT transaction Derivative

January 2016 Stock Option

Options Exercise

Transaction value
$263,621
Shares
-46,494
Change %
-100%
Price
$5.67
Shares after
0
Date
12 Sep 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
46,494
Exercise price
$5.67
Footnotes
F6, F7
TIPT transaction Derivative

March 2016 Stock Option

Options Exercise

Transaction value
$27,290
Shares
-4,649
Change %
-100%
Price
$5.87
Shares after
0
Date
12 Sep 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,649
Exercise price
$5.87
Footnotes
F8, F9
TIPT transaction Derivative

February 2017 Stock Option

Options Exercise

Transaction value
$744,900
Shares
-112,015
Change %
-100%
Price
$6.65
Shares after
0
Date
12 Sep 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
112,015
Exercise price
$6.65
Footnotes
F10, F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Footnote F2

Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.

Footnote F3

Represents the closing stock price as of the transaction date.

Footnote F4

Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.

Footnote F5

Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.

Footnote F6

On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.

Footnote F7

The option shares are fully vested and exercisable as of January 4, 2021.

Footnote F8

On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.

Footnote F9

The option shares are fully vested and exercisable as of March 10, 2021.

Footnote F10

On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.

Footnote F11

The option shares are fully vested and exercisable as of February 22, 2022.

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