Alok Sethi - 31 Aug 2025 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Reporting relationship
EVP, Head of Global Operations
Issuer ticker
BEN
Reported as of
31 Aug 2025
Net transaction value
-$224,268
Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Sep 2025, 14:36:28 UTC
Prior SEC filing
07 Nov 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Virginia Rosas, Attorney-in-Fact

Key filing fact

Alok Sethi filed Form 4 for FRANKLIN RESOURCES INC (BEN) on 03 Sep 2025.

Key facts

  • This page summarizes Alok Sethi's Form 4 filing for FRANKLIN RESOURCES INC (BEN).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Sep 2025, 14:36.

Change

  • Previous filing in this sequence was filed on 07 Nov 2024.
  • Current net transaction value: -$224,268.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001718985 Primary reporting owner

Sethi Alok

Relationship
EVP, Head of Global Operations
Address
C/O FRANKLIN RESOURCES, INC., ONE FRANKLIN PARKWAY, SAN MATEO
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Signature date
03 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BEN transaction

Common Stock, par value $.10

Tax liability

Transaction value
$224,268
Shares
-8,740
Change %
-8.8%
Price
$25.66
Shares after
90,510
Date
31 Aug 2025
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

Footnote F2

Of the amount of securities beneficially owned, 34,405 shares represent unvested restricted stock unit awards.

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