Leon G. Cooperman - 22 May 2025 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Reporting relationship: 10%+ Owner
Issuer ticker: FOA
Reported as of: 22 May 2025
Net transaction value: +$1,107,682
SEC form: 4
Accepted by SEC: 02 Sep 2025, 20:32:35 UTC
Prior SEC filing: 02 Sep 2025
Next SEC filing: 16 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Edward Levy, Attorney-In-Fact, POA on file

Key filing fact

Leon G. Cooperman filed Form 4 for Finance of America Companies Inc. (FOA) on 02 Sep 2025.

Key facts

This page summarizes Leon G. Cooperman's Form 4 filing for Finance of America Companies Inc. (FOA).
11 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 02 Sep 2025, 20:32.

Change

Previous filing in this sequence was filed on 02 Sep 2025.
Current net transaction value: +$1,107,682.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0000898382 Primary reporting owner

COOPERMAN LEON G

Relationship: 10%+ Owner
Address: ST. ANDREW'S COUNTRY CLUB, 7118 MELROSE CASTLE LANE, BOCA RATON
Signature: /s/ Edward Levy, Attorney-In-Fact, POA on file
Signature date: 02 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FOA transaction

Class A Common Stock, par value $0.0001 per share

Purchase

Transaction value: $118,915
Shares: +5,575
Change %
Price: $21.33
Shares after: 5,575
Date: 22 May 2025
Ownership: Direct

FOA transaction

Class A Common Stock, par value $0.0001 per share

Purchase

Transaction value: $7,466
Shares: +350
Change %
Price: $21.33
Shares after: 350
Date: 22 May 2025
Ownership: See Footnote
Footnotes: F1

FOA transaction

Class A Common Stock, par value $0.0001 per share

Purchase

Transaction value: $960
Shares: +45
Change %
Price: $21.33
Shares after: 45
Date: 22 May 2025
Ownership: See Footnote
Footnotes: F2

FOA transaction

Class A Common Stock, par value $0.0001 per share

Purchase

Transaction value: $640
Shares: +30
Change %
Price: $21.33
Shares after: 30
Date: 22 May 2025
Ownership: See Footnote
Footnotes: F3

FOA transaction

Class A Common Stock, par value $0.0001 per share

Purchase

Transaction value: $220,000
Shares: +10,000
Change %: +0.82%
Price: $22.00
Shares after: 1,232,575
Date: 10 Jun 2025
Ownership: See Footnote
Footnotes: F4

FOA transaction

Class A Common Stock, par value $0.0001 per share

Purchase

Transaction value: $100,674
Shares: +4,597
Change %: +0.37%
Price: $21.90
Shares after: 1,237,172
Date: 11 Jun 2025
Ownership: See Footnote
Footnotes: F4

FOA transaction

Class A Common Stock, par value $0.0001 per share

Purchase

Transaction value: $212,000
Shares: +10,000
Change %: +0.81%
Price: $21.20
Shares after: 1,247,172
Date: 17 Jun 2025
Ownership: See Footnote
Footnotes: F4

FOA transaction

Class A Common Stock, par value $0.0001 per share

Purchase

Transaction value: $184,338
Shares: +8,778
Change %: +0.7%
Price: $21.00
Shares after: 1,255,950
Date: 18 Jun 2025
Ownership: See Footnote
Footnotes: F4

FOA transaction

Class A Common Stock, par value $0.0001 per share

Purchase

Transaction value: $23,241
Shares: +1,112
Change %: +0.09%
Price: $20.90
Shares after: 1,257,062
Date: 20 Jun 2025
Ownership: See Footnote
Footnotes: F4

FOA transaction

Class A Common Stock, par value $0.0001 per share

Purchase

Transaction value: $239,449
Shares: +10,628
Change %: +0.85%
Price: $22.53
Shares after: 1,267,690
Date: 05 Aug 2025
Ownership: See Footnote
Footnotes: F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FOA transaction Derivative

Convertible Notes

Purchase

Transaction value
Shares: +789,473
Change %
Price
Shares after: 789,473
Date: 04 Aug 2025
Ownership: See Footnote
Underlying class: Class A Common Stock, par value $0.0001 per share
Underlying amount: 789,473
Exercise price: $19.00
Footnotes: F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

These securities are held in the individual retirement account of Mr. Cooperman. The Reporting Person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Footnote F2

These securities are held in the individual retirement account of Michael Cooperman, the Reporting Person's adult child, over which the Reporting Person maintains investment discretion. The Reporting Person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Footnote F3

These securities are held in the individual retirement account of Toby Cooperman, the Reporting Person's spouse, over which the Reporting Person maintains investment discretion. The Reporting Person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Footnote F4

The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the Reporting Person has investment discretion. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Footnote F5

On August 4, 2025, the Omega Capital Partners purchased $15,000,000.00 worth of unsecured convertible notes (the "Convertible Notes") of the Issuer that are convertible, in the aggregate, into 789,473 shares of the Issuer's Class A Common Stock, par value $0.0001 per share (the "Common Stock") at a conversion price of $19.00 per share. The Convertible Notes are convertible at anytime at the option of the Issuer or the Reporting Person; provided, however, that the Convertible Notes may not be converted into shares of Common Stock to the extent that the Reporting Person would beneficially own more than 9.99% of the Issuer's Common Stock after giving effect to such conversion.

SEC remarks

This Form 4 reports transactions that were not timely filed. The transactions occurred between May 22, 2025 and August 5, 2025 and are being reported on Form 4 to bring the Reporting Person's ownership reports current. The Reporting Person acknowledges the late filing and undertakes to make all future filings on a timely basis.