Key facts
- This page summarizes Anthony Noto's Form 4 filing for SoFi Technologies, Inc. (SOFI).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 28 Aug 2025, 18:37.
Anthony Noto - 28 Aug 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- SOFI
- Reported as of
- 28 Aug 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Aug 2025, 18:37:22 UTC
- Prior SEC filing
- 03 Jul 2025
- Next SEC filing
- 17 Sep 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Deanna M. Smith, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Anthony Noto filed Form 4 for SoFi Technologies, Inc. (SOFI) on 28 Aug 2025.
Change
- Previous filing in this sequence was filed on 03 Jul 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001613438
Primary reporting owner
Noto Anthony
- Relationship
- Chief Executive Officer, Director
- Address
- C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO
- Signature
- /s/ Deanna M. Smith, Attorney-in-Fact
- Signature date
- 28 Aug 2025
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SOFI
transaction
Derivative
Prepaid Forward Contract
Other
- Transaction value
- Shares
- +1,500,000
- Change %
- Price
- Shares after
- 1,500,000
- Date
- 28 Aug 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,500,000
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On August 28, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about August 28, 2028 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $24,107,850. The Reporting Person pledged 1,500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.
Footnote F2
If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock prior to the Maturity Date (the "Settlement Price") is less than $49.18 ("Cap Level") but greater than $18.21 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;
Footnote F3
(continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.