Max Gottschalk - 26 Aug 2025 Form 4 Insider Report for Perfect Moment Ltd. (PMNT)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: PMNT
Reported as of: 26 Aug 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 28 Aug 2025, 17:45:07 UTC
Prior SEC filing: 11 Jul 2025
Next SEC filing: 23 Sep 2025
Source filing: View source filing
Reporting owner signature: /s/ Max Gottschalk

Key filing fact

Max Gottschalk filed Form 4 for Perfect Moment Ltd. (PMNT) on 28 Aug 2025.

Key facts

This page summarizes Max Gottschalk's Form 4 filing for Perfect Moment Ltd. (PMNT).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 28 Aug 2025, 17:45.

Change

Previous filing in this sequence was filed on 11 Jul 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002009228 Primary reporting owner

Gottschalk Max

Relationship: Director, 10%+ Owner
Address: 244 5TH AVENUE, SUITE 1219, NEW YORK
Signature: /s/ Max Gottschalk
Signature date: 28 Aug 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PMNT transaction

Common Stock

Award

Transaction value: $0
Shares: +521,802
Change %: +986%
Price: $0.000000
Shares after: 574,722
Date: 26 Aug 2025
Ownership: Direct
Footnotes: F1, F2

PMNT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,479,491
Date: 26 Aug 2025
Ownership: By Fermain Limited
Footnotes: F3

PMNT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 316,600
Date: 26 Aug 2025
Ownership: By Reporting Person's Spouse
Footnotes: F4

PMNT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,064,447
Date: 26 Aug 2025
Ownership: By Joachim Gottschalk & Associates Ltd.
Footnotes: F5

PMNT holding

Series AA Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 344,797
Date: 26 Aug 2025
Ownership: By Joachim Gottschalk & Associates Ltd.
Footnotes: F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PMNT transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +130,451
Change %
Price: $0.000000
Shares after: 130,451
Date: 26 Aug 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 130,451
Exercise price: $0.000000
Footnotes: F1, F6, F7, F8

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

Footnote F2

Such RSUs vested immediately upon grant.

Footnote F3

Fermain Limited ("Fermain") is controlled by Reporting Person and his spouse, Jane Gottschalk, who share voting and dispositive control over Fermain's shares with no single person controlling investment or voting decisions with respect to such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Inclusion of shares owned by Fermain shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended..

Footnote F4

Shares owned by Reporting Person's spouse Jane Gottschalk. Reporting Person and his spouse each share voting and dispositive control over the shares of common stock beneficially owned by the other.

Footnote F5

The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Footnote F6

Such RSUs are tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock). Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied.

Footnote F7

Not applicable. See footnote 6.

Footnote F8

See footnote 6.