Key facts
- This page summarizes Steven J. Heyer's Form 4 filing for ONESPAWORLD HOLDINGS Ltd (OSW).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 27 Apr 2023, 18:11.
Steven J. Heyer - 25 Apr 2023 Form 4 Insider Report for ONESPAWORLD HOLDINGS Ltd (OSW)
- Reporting relationship
- Director
- Issuer ticker
- OSW
- Reported as of
- 25 Apr 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 27 Apr 2023, 18:11:12 UTC
- Prior SEC filing
- 03 Apr 2023
- Next SEC filing
- 19 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Inga Fyodorova, as Attorney-in-Fact for Steven J. Heyer
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Steven J. Heyer filed Form 4 for ONESPAWORLD HOLDINGS Ltd (OSW) on 27 Apr 2023.
Change
- Previous filing in this sequence was filed on 03 Apr 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OSW
transaction
Common Shares
Award
- Transaction value
- Shares
- +128,605
- Change %
- +16%
- Price
- Shares after
- 941,855
- Date
- 25 Apr 2023
- Ownership
- Direct
- Footnotes
- F1
OSW
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 111,300
- Date
- 25 Apr 2023
- Ownership
- See Footnote
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
OSW
transaction
Derivative
Warrants
Disposed to Issuer
- Transaction value
- Shares
- -734,890
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 734,890
- Exercise price
- $11.50
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The reporting person exchanged 734,890 warrants for 128,605 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors.
Footnote F2
The reported securities are directly held by The Kate J. Heyer 2013 Trust and The David H. Heyer 2013 Trust. The reporting person is a trustee of each of The Kate J. Heyer 2013 Trust and The David H. Heyer 2013 Trust (collectively, the "Steven Heyer Entities"). Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Steven Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Footnote F3
The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company.