Key facts
- This page summarizes Kimberly C. Perry's Form 4 filing for GOLD RESOURCE CORP (GORO).
- 5 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 17 Mar 2023, 21:51.
Kimberly C. Perry - 17 Mar 2023 Form 4 Insider Report for GOLD RESOURCE CORP (GORO)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- GORO
- Reported as of
- 17 Mar 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 17 Mar 2023, 21:51:49 UTC
- Prior SEC filing
- 08 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kim Perry
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Kimberly C. Perry filed Form 4 for GOLD RESOURCE CORP (GORO) on 17 Mar 2023.
Change
- Previous filing in this sequence was filed on 08 Aug 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GORO
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +87,417
- Change %
- +41%
- Price
- $0.000000
- Shares after
- 301,407
- Date
- 17 Mar 2023
- Ownership
- Direct
- Footnotes
- F1, F6, F9
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GORO
transaction
Derivative
Deferred Stock Units
Award
- Transaction value
- $0
- Shares
- +49,589
- Change %
- Price
- $0.000000
- Shares after
- 49,589
- Date
- 17 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 49,589
- Exercise price
- Footnotes
- F2, F3
GORO
transaction
Derivative
Performance Share Units
Award
- Transaction value
- $0
- Shares
- +87,417
- Change %
- Price
- $0.000000
- Shares after
- 87,417
- Date
- 17 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 87,417
- Exercise price
- Footnotes
- F4, F5
GORO
transaction
Derivative
Performance Share Units
Award
- Transaction value
- $0
- Shares
- +63,116
- Change %
- Price
- $0.000000
- Shares after
- 63,116
- Date
- 21 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 63,116
- Exercise price
- Footnotes
- F6, F7, F8
GORO
transaction
Derivative
Performance Share Units
Award
- Transaction value
- $0
- Shares
- +65,900
- Change %
- Price
- $0.000000
- Shares after
- 65,900
- Date
- 24 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 65,900
- Exercise price
- Footnotes
- F9, F10, F11
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 11 footnotes
Footnote F1
Represents restricted stock units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The restricted stock units are scheduled to vest in three equal tranches on March 17, 2024, March 17, 2025 and March 17, 2026.
Footnote F2
Each deferred stock unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock.
Footnote F3
The deferred stock units vest immediately upon date of grant. The deferred stock units shall become redeemable upon the termination of the Reporting Person's service to the Issuer.
Footnote F4
Each performance share unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock.
Footnote F5
Represents performance share units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The Reporting Person may earn between 0-150% of the target performance share units based on the total shareholder return of the Issuer over the three year period from 2023 through 2025, measured against the total shareholder return of selected peer companies. The performance share units are scheduled to 100% vest at December 31, 2025.
Footnote F6
The Reporting Person's Form 4 filing on March 23, 2022 inadvertently reported performance share units in Table I. This Form 4 properly reflects the performance share units in Table II.
Footnote F7
Each performance share unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock.
Footnote F8
Represents performance share units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The performance share units are scheduled to vest on December 31, 2023.
Footnote F9
The Reporting Person's Form 4 filing on June 28, 2022 inadvertently reported performance share units in Table I. This Form 4 properly reflects the performance share units in Table II.
Footnote F10
Each performance share unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock.
Footnote F11
Represents performance share units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The performance share units are scheduled to vest on December 31, 2024.