Gordon J. Roth - 23 May 2023 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Reporting relationship: former officer
Issuer ticker: TYGO
Reported as of: 23 May 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 25 May 2023, 17:44:17 UTC
Prior SEC filing: 06 Dec 2021
Next SEC filing: 12 Dec 2024
Source filing: View source filing
Reporting owner signature: /s/ Gordon Roth

Key filing fact

Gordon J. Roth filed Form 4 for Roth CH Acquisition IV Co. (TYGO) on 25 May 2023.

Key facts

This page summarizes Gordon J. Roth's Form 4 filing for Roth CH Acquisition IV Co. (TYGO).
6 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 25 May 2023, 17:44.

Change

Previous filing in this sequence was filed on 06 Dec 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TYGO transaction

Common Stock

Sale

Transaction value
Shares: -61,273
Change %: -62%
Price
Shares after: 37,537
Date: 23 May 2023
Ownership: Direct
Footnotes: F1

TYGO transaction

Common Stock

Sale

Transaction value
Shares: -472,852
Change %: -62%
Price
Shares after: 289,676
Date: 23 May 2023
Ownership: See footnote
Footnotes: F2

TYGO transaction

Common Stock

Sale

Transaction value
Shares: -7,872
Change %: -92%
Price
Shares after: 696
Date: 23 May 2023
Ownership: See footnote
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TYGO transaction Derivative

Warrants to purchase common stock

Sale

Transaction value
Shares: -6,278
Change %: -92%
Price
Shares after: 555
Date: 23 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,278
Exercise price: $11.50
Footnotes: F1, F4, F5

TYGO transaction Derivative

Warrants to purchase common stock

Sale

Transaction value
Shares: -48,451
Change %: -92%
Price
Shares after: 4,285
Date: 23 May 2023
Ownership: See footnote
Underlying class: Common Stock
Underlying amount: 48,451
Exercise price: $11.50
Footnotes: F2, F4, F5

TYGO transaction Derivative

Warrants to purchase common stock

Sale

Transaction value
Shares: -3,936
Change %: -92%
Price
Shares after: 348
Date: 23 May 2023
Ownership: See footnote
Underlying class: Common Stock
Underlying amount: 3,936
Exercise price: $11.50
Footnotes: F3, F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Gordon J. Roth is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 5 footnotes

Footnote F1

The reporting person disposed of (i) 48,717 shares of common stock and (ii) 12,556 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $68,112.89.

Footnote F2

Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.

Footnote F3

Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.

Footnote F4

The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

Footnote F5

The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.