Cynthia Schwarzkopf - 15 Aug 2025 Form 4 Insider Report for MIAMI INTERNATIONAL HOLDINGS, INC. (MIAX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Aug 2025, 16:05:24 UTC
Prior SEC filing
13 Aug 2025
Next SEC filing
12 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Alessandra Maria Corona Henriques, Attorney-in-Fact

Key filing fact

Cynthia Schwarzkopf filed Form 4 for MIAMI INTERNATIONAL HOLDINGS, INC. (MIAX) on 19 Aug 2025.

Key facts

  • This page summarizes Cynthia Schwarzkopf's Form 4 filing for MIAMI INTERNATIONAL HOLDINGS, INC. (MIAX).
  • 16 reported transactions and 14 derivative rows are listed below.
  • Accepted by SEC: 19 Aug 2025, 16:05.

Change

  • Previous filing in this sequence was filed on 13 Aug 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002080596 Primary reporting owner

Schwarzkopf Cynthia

Relationship
Director
Address
C/O MIAMI INTERNATIONAL HOLDINGS, INC., 7 ROSZEL ROAD, SUITE 1A, PRINCETON
Signature
/s/Alessandra Maria Corona Henriques, Attorney-in-Fact
Signature date
19 Aug 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MIAX transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+36,250
Change %
+80%
Price
Shares after
81,308
Date
15 Aug 2025
Ownership
Direct
Footnotes
F1, F2
MIAX transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+45,058
Change %
+124%
Price
Shares after
81,308
Date
15 Aug 2025
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MIAX transaction Derivative

Series B Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-36,250
Change %
-100%
Price
$0.000000
Shares after
0
Date
15 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
36,250
Exercise price
Footnotes
F1
MIAX transaction Derivative

Nonvoting Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-45,058
Change %
-100%
Price
$0.000000
Shares after
0
Date
15 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
45,058
Exercise price
Footnotes
F2
MIAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-19,500
Change %
-100%
Price
$0.000000
Shares after
0
Date
15 Aug 2025
Ownership
Direct
Underlying class
Nonvoting Common Stock
Underlying amount
19,500
Exercise price
$12.00
Footnotes
F3, F4
MIAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
+19,500
Change %
Price
$0.000000
Shares after
19,500
Date
15 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
19,500
Exercise price
$12.00
Footnotes
F3, F4
MIAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-21,916
Change %
-100%
Price
$0.000000
Shares after
0
Date
15 Aug 2025
Ownership
Direct
Underlying class
Nonvoting Common Stock
Underlying amount
21,916
Exercise price
$12.00
Footnotes
F3, F4
MIAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
+21,916
Change %
Price
$0.000000
Shares after
21,916
Date
15 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
21,916
Exercise price
$12.00
Footnotes
F3, F4
MIAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-21,250
Change %
-100%
Price
$0.000000
Shares after
0
Date
15 Aug 2025
Ownership
Direct
Underlying class
Nonvoting Common Stock
Underlying amount
21,250
Exercise price
$12.00
Footnotes
F3, F4
MIAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
+21,250
Change %
Price
$0.000000
Shares after
21,250
Date
15 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
21,250
Exercise price
$12.00
Footnotes
F3, F4
MIAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-22,708
Change %
-100%
Price
$0.000000
Shares after
0
Date
15 Aug 2025
Ownership
Direct
Underlying class
Nonvoting Common Stock
Underlying amount
22,708
Exercise price
$12.00
Footnotes
F3, F4
MIAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
+22,708
Change %
Price
$0.000000
Shares after
22,708
Date
15 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
22,708
Exercise price
$12.00
Footnotes
F3, F4
MIAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-28,437
Change %
-100%
Price
$0.000000
Shares after
0
Date
15 Aug 2025
Ownership
Direct
Underlying class
Nonvoting Common Stock
Underlying amount
28,437
Exercise price
$14.00
Footnotes
F3, F4
MIAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
+28,437
Change %
Price
$0.000000
Shares after
28,437
Date
15 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
28,437
Exercise price
$14.00
Footnotes
F3, F4
MIAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-32,501
Change %
-100%
Price
$0.000000
Shares after
0
Date
15 Aug 2025
Ownership
Direct
Underlying class
Nonvoting Common Stock
Underlying amount
32,501
Exercise price
$16.14
Footnotes
F3, F4
MIAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
+32,501
Change %
Price
$0.000000
Shares after
32,501
Date
15 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
32,501
Exercise price
$16.14
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Includes 36,250 shares of Series B Preferred Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's initial public offering ("IPO") and which have no expiration date.

Footnote F2

Includes 45,058 shares of Nonvoting Common Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's IPO and which have no expiration date.

Footnote F3

The options were granted initially as the right to buy Nonvoting Common Stock. On the closing date of the IPO, these converted to the right to buy Common Stock instead of Nonvoting Common Stock, for the same price and under the same conditions.

Footnote F4

The options are fully vested.

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