Hagerty Holding Corp. - 13 Aug 2025 Form 4 Insider Report for Hagerty, Inc. (HGTY)

Reporting relationship: 10%+ Owner
Issuer ticker: HGTY
Reported as of: 13 Aug 2025
Net transaction value: -$11,031,439
SEC form: 4
Accepted by SEC: 15 Aug 2025, 21:04:27 UTC
Prior SEC filing: 11 Aug 2025
Source filing: View source filing
Reporting owner signature: HAGERTY HOLDING CORP. By: /s/ Jessica Sullivan Name: Jessica Sullivan Title: Secretary

Key filing fact

Hagerty Holding Corp. filed Form 4 for Hagerty, Inc. (HGTY) on 15 Aug 2025.

Key facts

This page summarizes Hagerty Holding Corp.'s Form 4 filing for Hagerty, Inc. (HGTY).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 15 Aug 2025, 21:04.

Change

Previous filing in this sequence was filed on 11 Aug 2025.
Current net transaction value: -$11,031,439.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001899295 Primary reporting owner

Hagerty Holding Corp.

Relationship: 10%+ Owner
Address: 175 WILSON ROAD, TRAVERSE CITY
Signature: HAGERTY HOLDING CORP. By: /s/ Jessica Sullivan Name: Jessica Sullivan Title: Secretary
Signature date: 15 Aug 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HGTY transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares: +1,236,750
Change %
Price
Shares after: 1,236,750
Date: 13 Aug 2025
Ownership: Direct
Footnotes: F1

HGTY transaction

Class A Common Stock

Sale

Transaction value: $11,031,439
Shares: -1,236,750
Change %: -100%
Price: $8.92
Shares after: 0
Date: 13 Aug 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HGTY transaction Derivative

Class V Common Stock

Conversion of derivative security

Transaction value
Shares: -1,236,750
Change %: -0.74%
Price
Shares after: 166,552,156
Date: 13 Aug 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 1,236,750
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

1,236,750 shares of Class A Common Stock were issued in exchange for an equal number of Paired Interests (as defined below) that were surrendered by the Reporting Person pursuant to the Amended and Restated Exchange Agreement, dated as of December 2, 2021 and amended and restated as of March 23, 2022 (the "Exchange Agreement"), among the Issuer, The Hagerty Group, LLC ("OpCo"), the Reporting Person, Markel Corporation ("Markel") and each of the Reporting Person's and Markel's Qualified Transferees (as defined therein). Each "Paired Interest" consists of one share of Class V Common Stock of the Issuer and one unit of limited liability company interest of OpCo and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.

Footnote F2

Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.