Jeffrey C. Lightcap - 07 Aug 2025 Form 4 Insider Report for Heartflow, Inc. (HTFL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 Aug 2025, 21:00:38 UTC
Prior SEC filing
31 Mar 2023
Next SEC filing
17 Dec 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Angela Ahmad, Attorney-in-Fact for Jeffrey C. Lightcap

Key filing fact

Jeffrey C. Lightcap filed Form 4 for Heartflow, Inc. (HTFL) on 11 Aug 2025.

Key facts

  • This page summarizes Jeffrey C. Lightcap's Form 4 filing for Heartflow, Inc. (HTFL).
  • 12 reported transactions and 9 derivative rows are listed below.
  • Accepted by SEC: 11 Aug 2025, 21:00.

Change

  • Previous filing in this sequence was filed on 31 Mar 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001519465 Primary reporting owner

Lightcap Jeffrey C

Relationship
Director
Address
C/O HEARTFLOW, INC., 331 E. EVELYN AVENUE, MOUNTAIN VIEW
Signature
/s/ Angela Ahmad, Attorney-in-Fact for Jeffrey C. Lightcap
Signature date
11 Aug 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTFL transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+833,075
Change %
Price
Shares after
833,075
Date
11 Aug 2025
Ownership
By HealthCor Partners Fund II, L.P.
Footnotes
F1, F2, F3
HTFL transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+1,248,939
Change %
Price
Shares after
1,248,939
Date
11 Aug 2025
Ownership
By HealthCor Partners Fund, L.P.
Footnotes
F1, F3
HTFL transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+4,615,542
Change %
Price
Shares after
4,615,542
Date
11 Aug 2025
Ownership
By HCPCIV 1, LLC
Footnotes
F2, F3, F4, F5, F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HTFL transaction Derivative

Series C Preferred Stock

Conversion of derivative security

Transaction value
Shares
-624,471
Change %
-100%
Price
Shares after
0
Date
11 Aug 2025
Ownership
By HealthCor Partners Fund II, L.P.
Underlying class
Common Stock
Underlying amount
624,471
Exercise price
Footnotes
F1, F3
HTFL transaction Derivative

Series C Preferred Stock

Conversion of derivative security

Transaction value
Shares
-1,248,939
Change %
-100%
Price
Shares after
0
Date
11 Aug 2025
Ownership
By HealthCor Partners Fund, L.P.
Underlying class
Common Stock
Underlying amount
1,248,939
Exercise price
Footnotes
F1, F3
HTFL transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
Shares
-1,630,231
Change %
-100%
Price
Shares after
0
Date
11 Aug 2025
Ownership
By HCPCIV 1, LLC
Underlying class
Common Stock
Underlying amount
1,630,231
Exercise price
Footnotes
F2, F3
HTFL transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
Shares
-208,604
Change %
-100%
Price
Shares after
0
Date
11 Aug 2025
Ownership
By HealthCor Partners Fund II, L.P.
Underlying class
Common Stock
Underlying amount
208,604
Exercise price
Footnotes
F2, F3
HTFL transaction Derivative

Series E Preferred Stock

Conversion of derivative security

Transaction value
Shares
-1,099,378
Change %
-100%
Price
Shares after
0
Date
11 Aug 2025
Ownership
By HCPCIV 1, LLC
Underlying class
Common Stock
Underlying amount
1,099,378
Exercise price
Footnotes
F3, F4
HTFL transaction Derivative

Series F Preferred Stock

Conversion of derivative security

Transaction value
Shares
-1,337,337
Change %
-100%
Price
Shares after
0
Date
11 Aug 2025
Ownership
By HCPCIV 1, LLC
Underlying class
Common Stock
Underlying amount
1,337,337
Exercise price
Footnotes
F3, F5
HTFL transaction Derivative

Series F-1 Preferred Stock

Conversion of derivative security

Transaction value
Shares
-452,528
Change %
-100%
Price
Shares after
0
Date
11 Aug 2025
Ownership
By HCPCIV 1, LLC
Underlying class
Common Stock
Underlying amount
452,528
Exercise price
Footnotes
F3, F5
HTFL transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value
$0
Shares
-96,068
Change %
-100%
Price
$0.000000
Shares after
0
Date
11 Aug 2025
Ownership
By HCPCIV 1, LLC
Underlying class
Common Stock
Underlying amount
96,068
Exercise price
$15.20
Footnotes
F3, F6
HTFL transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+47,420
Change %
Price
$0.000000
Shares after
47,420
Date
07 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
47,420
Exercise price
$19.00
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Each share of Series C preferred stock automatically converted into approximately 0.5764 shares of Heartflow, Inc.'s ("Heartflow") common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis.

Footnote F2

Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis.

Footnote F3

Mr. Lightcap is a controlling member of each of HCPCIV 1, LLC, HealthCor Partners Fund II, L.P. and HealthCor Partners Fund, L.P. and may be deemed to have voting and dispositive power with respect to the shares. Mr. Lightcap disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Footnote F4

Each share of Series E preferred stock automatically converted into approximately 0.6951 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis.

Footnote F5

Each share of Series F preferred stock and Series F-1 preferred stock automatically converted into approximately 0.3425 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis.

Footnote F6

Upon the closing of Heartflow's initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis.

Footnote F7

The option will vest in full on the earlier of Heartflow's annual meeting of shareholders in 2026 and the first anniversary of the grant date, subject to continued service through such date.

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