CC Collier Holdings, LLC - 07 Aug 2025 Form 4 Insider Report for Utz Brands, Inc. (UTZ)

Reporting relationship: Other*
Issuer ticker: UTZ
Reported as of: 07 Aug 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 11 Aug 2025, 17:30:16 UTC
Prior SEC filing: 06 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ Chinh Chu as Authorized Signatory for CC Collier Holdings, LLC

Key filing fact

CC Collier Holdings, LLC filed Form 4 for Utz Brands, Inc. (UTZ) on 11 Aug 2025.

Key facts

This page summarizes CC Collier Holdings, LLC's Form 4 filing for Utz Brands, Inc. (UTZ).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 11 Aug 2025, 17:30.

Change

Previous filing in this sequence was filed on 06 Mar 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (2)

CIK 0001830301 Primary reporting owner

CC Collier Holdings, LLC

Relationship: Other*
Address: 200 PARK AVENUE, 58TH FLOOR, NEW YORK
Signature: /s/ Chinh Chu as Authorized Signatory for CC Collier Holdings, LLC
Signature date: 11 Aug 2025

CIK 0001306507

Chu Chinh

Relationship: Other*
Address: 200 PARK AVENUE, 58TH FLOOR, NEW YORK
Signature: /s/ Chinh Chu
Signature date: 11 Aug 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UTZ transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +2,880,000
Change %
Price
Shares after: 2,880,000
Date: 07 Aug 2025
Ownership: Direct
Footnotes: F1, F2

UTZ transaction

Class A Common Stock

Tax liability

Transaction value
Shares: -2,355,284
Change %: -82%
Price
Shares after: 524,716
Date: 07 Aug 2025
Ownership: Direct
Footnotes: F1, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UTZ transaction Derivative

Warrants to purchase Class A Common Stock

Options Exercise

Transaction value
Shares: -2,880,000
Change %: -100%
Price
Shares after: 0
Date: 07 Aug 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 2,880,000
Exercise price: $11.50
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier.

Footnote F2

Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement.

Footnote F3

Reflects the shares of Class A Common Stock "withheld" in connection with the cashless exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the warrants was sent to the warrant agent.

SEC remarks

Jason K. Giordano is a Senior Managing Director of CC Capital. Therefore, the Reporting Persons may be considered directors by deputization.