John H. Batten - 06 Aug 2025 Form 4 Insider Report for TWIN DISC INC (TWIN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Aug 2025, 20:00:22 UTC
Prior SEC filing
08 Aug 2025
Next SEC filing
10 Sep 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John H. Batten

Key filing fact

John H. Batten filed Form 4 for TWIN DISC INC (TWIN) on 08 Aug 2025.

Key facts

  • This page summarizes John H. Batten's Form 4 filing for TWIN DISC INC (TWIN).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 08 Aug 2025, 20:00.

Change

  • Previous filing in this sequence was filed on 08 Aug 2025.
  • Current net transaction value: +$574,733.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001226982 Primary reporting owner

BATTEN JOHN H

Relationship
President and CEO, Director, 10%+ Owner
Address
TWIN DISC, INC., 222 EAST ERIE ST., SUITE 400, MILWAUKEE
Signature
/s/ John H. Batten
Signature date
08 Aug 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TWIN transaction

COMMON STOCK

Award

Transaction value
$1,084,405
Shares
+120,289
Change %
+26%
Price
$9.02
Shares after
574,830
Date
06 Aug 2025
Ownership
Direct
Footnotes
F1
TWIN transaction

COMMON STOCK

Tax liability

Transaction value
$509,672
Shares
-56,536
Change %
-9.8%
Price
$9.02
Shares after
518,294
Date
06 Aug 2025
Ownership
Direct
Footnotes
F2
TWIN transaction

COMMON STOCK

Award

Transaction value
$0
Shares
+44,321
Change %
+8.6%
Price
$0.000000
Shares after
562,615
Date
06 Aug 2025
Ownership
Direct
Footnotes
F3
TWIN holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,457
Date
06 Aug 2025
Ownership
401(k)
TWIN holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
195,019
Date
06 Aug 2025
Ownership
As Trustee
Footnotes
F4
TWIN holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
221,156
Date
06 Aug 2025
Ownership
As Trustee
Footnotes
F5
TWIN holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
115,456
Date
06 Aug 2025
Ownership
As Trustee
Footnotes
F6
TWIN holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
114,976
Date
06 Aug 2025
Ownership
As Trustee
Footnotes
F7
TWIN holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
106,744
Date
06 Aug 2025
Ownership
As Trustee
Footnotes
F8

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TWIN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
+72,376
Change %
Price
$0.000000
Shares after
30,474
Date
06 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
120,289
Exercise price
Footnotes
F9, F10
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Vesting of Restricted Stock Units with performance conditions for no cash consideration pursuant to the Twin Disc, Incorporated 2021 Long-Term Incentive Compensation Plan.

Footnote F2

Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of Restricted Stock Units with performance conditions granted to the Reporting Person pursuant to Rule 16b-3(d).

Footnote F3

Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2021 Omnibus Incentive Plan. Grant will vest 100% on 8/6/2028.

Footnote F4

As trustee of Michael E. Batten Marital Trust.

Footnote F5

As trustee of Michael E. Batten Family Trust.

Footnote F6

As trustee of Elizabeth Batten Stribney Trust.

Footnote F7

As trustee of Timothy Michael Batten Trust.

Footnote F8

As trustee of Louise Vemet Batten Grantor Trust.

Footnote F9

Restricted Stock Units convert into common stock based on achievement of performance objectives.

Footnote F10

On August 3, 2022, reporting person was granted 72,376 Restricted Stock Units with performance conditions, which vested at 166% of target based on the three-year period ending June 30, 2025.

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