Fundamental Global GP, LLC - 04 Aug 2025 Form 4 Insider Report for Fundamental Global Inc. (FGF)

Reporting relationship: 10%+ Owner
Issuer ticker: FGF
Reported as of: 04 Aug 2025
Net transaction value: +$1,497,000
SEC form: 4
Accepted by SEC: 08 Aug 2025, 17:50:47 UTC
Prior SEC filing: 29 Nov 2024
Source filing: View source filing
Reporting owner signature: FUNDAMENTAL GLOBAL GP, LLC /S/ D. KYLE CERMINARA, CHIEF EXECUTIVE OFFICER

Key filing fact

Fundamental Global GP, LLC filed Form 4 for Fundamental Global Inc. (FGF) on 08 Aug 2025.

Key facts

This page summarizes Fundamental Global GP, LLC's Form 4 filing for Fundamental Global Inc. (FGF).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 08 Aug 2025, 17:50.

Change

Previous filing in this sequence was filed on 29 Nov 2024.
Current net transaction value: +$1,497,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (3)

CIK 0001878780 Primary reporting owner

Fundamental Global GP, LLC

Relationship: 10%+ Owner
Address: C/O FUNDAMENTAL GLOBAL GP, LLC, 6408 BANNINGTON RD., CHARLOTTE
Signature: FUNDAMENTAL GLOBAL GP, LLC /S/ D. KYLE CERMINARA, CHIEF EXECUTIVE OFFICER
Signature date: 08 Aug 2025

CIK 0001619991

Cerminara Kyle

Relationship: CEO and Chairman, Director, 10%+ Owner
Address: C/O FUNDAMENTAL GLOBAL GP, LLC, 6408 BANNINGTON RD., CHARLOTTE
Signature: D. Kyle Cerminara /S/ D. KYLE CERMINARA
Signature date: 08 Aug 2025

CIK 0001187586

MOGLIA JOSEPH H

Relationship: 10%+ Owner
Address: C/O FUNDAMENTAL GLOBAL GP, LLC, 6408 BANNINGTON RD., CHARLOTTE
Signature: Joseph H. Moglia /S/ JOSEPH H. MOGLIA
Signature date: 08 Aug 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FGF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 329,965
Date: 04 Aug 2025
Ownership: FG Financial Holdings, LLC
Footnotes: F1

FGF holding

8.00% Cumulative Preferred Stock, Series A, $25.00 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 78,131
Date: 04 Aug 2025
Ownership: FG Financial Holdings, LLC
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FGF transaction Derivative

Pre-Funded Common Stock Purchase Warrant

Award

Transaction value: $998,000
Shares: +200,000
Change %
Price: $4.99
Shares after: 200,000
Date: 04 Aug 2025
Ownership: FG Financial Holdings, LLC
Underlying class: Common Stock
Underlying amount: 200,000
Exercise price: $0.001000
Footnotes: F1, F2, F3

FGF transaction Derivative

Pre-Funded Common Stock Purchase Warrant

Award

Transaction value: $499,000
Shares: +100,000
Change %
Price: $4.99
Shares after: 100,000
Date: 04 Aug 2025
Ownership: Fundamental Global Holdings, LLC
Underlying class: Common Stock
Underlying amount: 100,000
Exercise price: $0.001000
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The holding companies managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH") and Fundamental Global Holdings LLC ("FGHL"), beneficially own in the aggregate 78,131 shares of the Issuer's preferred stock, 329,965 shares of the Issuer's common stock, and 300,000 of the Issuer's pre-funded common stock purchase warrants. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH and FGHL. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH and FGHL. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.

Footnote F2

Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date").

Footnote F3

No expiration until exercised in full; exercise price pre-funded.