Gregory S. Daily - 06 Aug 2025 Form 4 Insider Report for i3 Verticals, Inc. (IIIV)

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: IIIV
Reported as of: 06 Aug 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 07 Aug 2025, 16:49:17 UTC
Prior SEC filing: 24 Jan 2025
Next SEC filing: 17 Sep 2025
Source filing: View source filing
Reporting owner signature: /s/ Paul Maple, Attorney-in-Fact for Gregory S. Daily

Key filing fact

Gregory S. Daily filed Form 4 for i3 Verticals, Inc. (IIIV) on 07 Aug 2025.

Key facts

This page summarizes Gregory S. Daily's Form 4 filing for i3 Verticals, Inc. (IIIV).
4 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 07 Aug 2025, 16:49.

Change

Previous filing in this sequence was filed on 24 Jan 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001072783 Primary reporting owner

DAILY GREGORY S

Relationship: Chief Executive Officer, Director, 10%+ Owner
Address: 40 BURTON HILLS BOULEVARD, SUITE 415, NASHVILLE
Signature: /s/ Paul Maple, Attorney-in-Fact for Gregory S. Daily
Signature date: 07 Aug 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IIIV transaction

Class B common stock, par value $0.0001 per share

Gift

Transaction value: $0
Shares: -335,511
Change %: -7.4%
Price: $0.000000
Shares after: 4,170,657
Date: 06 Aug 2025
Ownership: Direct
Footnotes: F1, F2

IIIV transaction

Class B common stock, par value $0.0001 per share

Gift

Transaction value: $0
Shares: +335,511
Change %
Price: $0.000000
Shares after: 335,511
Date: 06 Aug 2025
Ownership: By CFD 2025 Exempt Irrevocable Trust
Footnotes: F1, F2, F3

IIIV holding

Class B common stock, par value $0.0001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,449,437
Date: 06 Aug 2025
Ownership: By Daily Family Investment, LLC
Footnotes: F2, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IIIV transaction Derivative

Common Units

Gift

Transaction value: $0
Shares: -335,511
Change %: -7.4%
Price: $0.000000
Shares after: 4,170,657
Date: 06 Aug 2025
Ownership: Direct
Underlying class: Class A common stock, par value $0.0001 per share
Underlying amount: 335,511
Exercise price
Footnotes: F5, F6, F7

IIIV transaction Derivative

Common Units

Gift

Transaction value: $0
Shares: +335,511
Change %
Price: $0.000000
Shares after: 335,511
Date: 06 Aug 2025
Ownership: By CFD 2025 Exempt Irrevocable Trust
Underlying class: Class A common stock, par value $0.0001 per share
Underlying amount: 335,511
Exercise price
Footnotes: F5, F6, F7, F8

IIIV holding Derivative

Common Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,449,437
Date: 06 Aug 2025
Ownership: By Daily Family Investment, LLC
Underlying class: Class A common stock, par value $0.0001 per share
Underlying amount: 2,449,437
Exercise price
Footnotes: F5, F7, F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

The Reporting Person transferred these shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock") of i3 Verticals, Inc. (the "Issuer") to the CFD 2025 Exempt Irrevocable Trust (the "CFD Trust"), for no consideration.

Footnote F2

Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancellable for no consideration on a one-to-one basis upon any redemption of the common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer.

Footnote F3

Represents shares of Class B Common Stock of the Issuer held by the CFD Trust, of which the Reporting Person's spouse is trustee and beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Footnote F4

Represents shares of Class B Common Stock held by Daily Family Investment, LLC ("DFI"), of which the Reporting Person serves as tax matters partner. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Footnote F5

The Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

Footnote F6

The reporting person transferred these Common Units to the CFD Trust for no consideration.

Footnote F7

All Common Units are fully vested and have no expiration date.

Footnote F8

Represents Common Units held by CFD Trust. The Reporting Person disclaims beneficial ownership of such Common Units except to the extent of his pecuniary interest therein.

Footnote F9

Represents Common Units held by DFI. The Reporting Person disclaims beneficial ownership of such Common Units except to the extent of his pecuniary interest therein.