Alan Rappaport - 01 Aug 2025 Form 4 Insider Report for PIMCO MUNICIPAL INCOME FUND III (PMX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Aug 2025, 20:16:12 UTC
Prior SEC filing
14 Jul 2025
Next SEC filing
14 Oct 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Keri Nakawatase, Attorney-in-Fact for Alan Rappaport

Key filing fact

Alan Rappaport filed Form 4 for PIMCO MUNICIPAL INCOME FUND III (PMX) on 05 Aug 2025.

Key facts

  • This page summarizes Alan Rappaport's Form 4 filing for PIMCO MUNICIPAL INCOME FUND III (PMX).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 05 Aug 2025, 20:16.

Change

  • Previous filing in this sequence was filed on 14 Jul 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001495443 Primary reporting owner

Rappaport Alan

Relationship
Director
Address
C/O PIMCO, 650 NEWPORT CENTER DRIVE, NEWPORT BEACH
Signature
/s/ Keri Nakawatase, Attorney-in-Fact for Alan Rappaport
Signature date
05 Aug 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PMX transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-4,000
Change %
-100%
Price
Shares after
0
Date
01 Aug 2025
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Alan Rappaport is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO Municipal Income Fund II ("PML") in exchange for shares of PML, based on the conversion formula and respective NAVs of the Issuer and PML, as described in the Rule 424(b)(3) prospectus filed by PML with the Securities and Exchange Commission on May 13, 2025.

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