Thomas M. Siebel - 01 Aug 2025 Form 4 Insider Report for C3.ai, Inc. (AI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Aug 2025, 17:50:11 UTC
Prior SEC filing
22 Jul 2025
Next SEC filing
14 Aug 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Andrew Thomases, Attorney-in-Fact

Key filing fact

Thomas M. Siebel filed Form 4 for C3.ai, Inc. (AI) on 05 Aug 2025.

Key facts

  • This page summarizes Thomas M. Siebel's Form 4 filing for C3.ai, Inc. (AI).
  • 10 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 05 Aug 2025, 17:50.

Change

  • Previous filing in this sequence was filed on 22 Jul 2025.
  • Current net transaction value: -$7,650,720.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001031530 Primary reporting owner

SIEBEL THOMAS M

Relationship
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Address
C/O C3.AI, INC., 1400 SEAPORT BLVD, REDWOOD CITY
Signature
/s/ Andrew Thomases, Attorney-in-Fact
Signature date
05 Aug 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AI transaction

Class A Common Stock

Award

Transaction value
$0
Shares
+40,125
Change %
Price
$0.000000
Shares after
40,125
Date
01 Aug 2025
Ownership
Direct
AI transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+53,125
Change %
+132%
Price
Shares after
93,250
Date
01 Aug 2025
Ownership
Direct
Footnotes
F1
AI transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+283,333
Change %
+304%
Price
Shares after
376,583
Date
02 Aug 2025
Ownership
Direct
Footnotes
F2
AI transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+283,333
Change %
+75%
Price
Shares after
659,916
Date
03 Aug 2025
Ownership
Direct
Footnotes
F2
AI transaction

Class A Common Stock

Sale

Transaction value
$7,650,720
Shares
-336,000
Change %
-51%
Price
$22.77
Shares after
323,916
Date
04 Aug 2025
Ownership
Direct
Footnotes
F3, F4
AI transaction

Class A Common Stock

Gift

Transaction value
$0
Shares
-323,916
Change %
-100%
Price
$0.000000
Shares after
0
Date
04 Aug 2025
Ownership
Direct
AI transaction

Class A Common Stock

Gift

Transaction value
$0
Shares
+323,916
Change %
+10%
Price
$0.000000
Shares after
3,551,250
Date
04 Aug 2025
Ownership
See Footnote
Footnotes
F5
AI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,216
Date
01 Aug 2025
Ownership
See Footnote
Footnotes
F6
AI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
170,294
Date
01 Aug 2025
Ownership
See Footnote
Footnotes
F7
AI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
72,695
Date
01 Aug 2025
Ownership
See Footnote
Footnotes
F8
AI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,237,115
Date
01 Aug 2025
Ownership
See Footnote
Footnotes
F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-53,125
Change %
-25%
Price
$0.000000
Shares after
159,375
Date
01 Aug 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
53,125
Exercise price
Footnotes
F1, F10
AI transaction Derivative

Performance Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-283,333
Change %
-25%
Price
$0.000000
Shares after
850,001
Date
02 Aug 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
283,333
Exercise price
Footnotes
F2
AI transaction Derivative

Performance Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-283,333
Change %
-33%
Price
$0.000000
Shares after
566,668
Date
03 Aug 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
283,333
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Footnote F2

Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share.

Footnote F3

Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs and PRSUs reported herein.

Footnote F4

The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.595 to $23.015, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Footnote F5

The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Footnote F6

The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.

Footnote F7

The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.

Footnote F8

The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.

Footnote F9

The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.

Footnote F10

6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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