Steven G. Litchfield - 27 Jul 2025 Form 4 Insider Report for MAXLINEAR, INC (MXL)

Reporting relationship: Chief Financial Officer and Chief Corporate Strategy Officer
Issuer ticker: MXL
Reported as of: 27 Jul 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 05 Aug 2025, 17:20:57 UTC
Prior SEC filing: 22 May 2025
Next SEC filing: 27 Aug 2025
Source filing: View source filing
Reporting owner signature: /s/ Connie Kwong, as Attorney-in-Fact

Key filing fact

Steven G. Litchfield filed Form 4 for MAXLINEAR, INC (MXL) on 05 Aug 2025.

Key facts

This page summarizes Steven G. Litchfield's Form 4 filing for MAXLINEAR, INC (MXL).
3 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 05 Aug 2025, 17:20.

Change

Previous filing in this sequence was filed on 22 May 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001286030 Primary reporting owner

LITCHFIELD STEVEN G

Relationship: Chief Financial Officer and Chief Corporate Strategy Officer
Address: C/O MAXLINEAR, INC., 5966 LA PLACE COURT, SUITE 100, CARLSBAD
Signature: /s/ Connie Kwong, as Attorney-in-Fact
Signature date: 05 Aug 2025

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MXL transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value: $0
Shares: -306,000
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 27 Jul 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 306,000
Exercise price: $18.40
Footnotes: F1

MXL transaction Derivative

Stock Option (right to buy)

Award

Transaction value: $0
Shares: +306,000
Change %
Price: $0.000000
Shares after: 306,000
Date: 27 Jul 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 306,000
Exercise price: $18.40
Footnotes: F1

MXL transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +77,760
Change %
Price: $0.000000
Shares after: 77,760
Date: 04 Aug 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 77,760
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 10, 2018 and became fully vested on July 2, 2022.

Footnote F2

Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Footnote F3

Subject to the Reporting Person's continuous status as a Service Provider (as defined in MaxLinear, Inc.'s Amended and Restated 2010 Equity Incentive Plan) on each applicable vesting date, one third (1/3rd) of the RSUs subject to the award shall vest on May 20, 2026, and one third (1/3rd) of the RSUs subject to the award vest annually on each May 20 thereafter, such that the award will be fully vested on May 20, 2028.

SEC remarks

Chief Financial Officer and Chief Corporate Strategy Officer