Elliott Investment Management L.P. - 01 Aug 2025 Form 3 Insider Report for Windstream Parent, Inc.

Reporting relationship: 10%+ Owner
Issuer ticker: UNIT on Nasdaq
Reported as of: 01 Aug 2025
Net transaction value: $0
SEC form: 3
Accepted by SEC: 01 Aug 2025, 18:59:06 UTC
Prior SEC filing: 30 Oct 2024
Source filing: View source filing
Reporting owner signature: Elliott Investment Management L.P. /s/ Elliot Greenberg, Vice President

Key filing fact

Elliott Investment Management L.P. filed Form 3 for Windstream Parent, Inc. on 01 Aug 2025.

Key facts

This page summarizes Elliott Investment Management L.P.'s Form 3 filing for Windstream Parent, Inc..
0 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 01 Aug 2025, 18:59.

Change

Previous filing in this sequence was filed on 30 Oct 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0001791786 Primary reporting owner

Elliott Investment Management L.P.

Relationship: 10%+ Owner
Address: 360 S. ROSEMARY AVE, 18TH FLOOR, WEST PALM BEACH
Signature: Elliott Investment Management L.P. /s/ Elliot Greenberg, Vice President
Signature date: 01 Aug 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNIT holding

Common Stock, par value $.0001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 52,910,291
Date: 01 Aug 2025
Ownership: See footnote
Footnotes: F1

UNIT holding

Series A Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 337,539
Date: 01 Aug 2025
Ownership: See footnote
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UNIT holding Derivative

Warrants to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 01 Aug 2025
Ownership: See footnote
Underlying class: Common Stock
Underlying amount: 10,307,199
Exercise price: $0.0100
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This Form 3 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), which serves as the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International", and together with Elliott and their respective subsidiaries, the "Elliott Funds"), with respect to the securities held by the Elliott Funds. Elliott Investment Management GP LLC, a Delaware limited liability company ("EIM GP"), is the sole general partner of EIM. Paul E. Singer is the sole managing member of EIM GP. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Footnote F2

Holders of the Series A Preferred Stock are entitled to receive cumulative dividends at the applicable dividend rate on the liquidation preference per share of the Series A Preferred Stock, payable quarterly in cash or compounded by adding to the liquidation preference of Series A Preferred Stock, at the option of the Issuer. The full terms of the Series A Preferred Stock, including certain redemption rights associated therewith, are set forth in the Certificate of Designations for the Series A Preferred Stock, included as Annex A to the Issuer's Amended and Restated Certificate of Incorporation, dated as of August 1, 2025, included as Exhibit 3.1 of the Issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on August 1, 2025.

Footnote F3

The warrants are exercisable beginning on the third anniversary of the date of issuance, or, if earlier, upon any change of control of the Issuer or the redemption of the corresponding Series A Preferred Stock. Under the terms of the warrants, the Issuer will settle all exercises of the warrants on a cashless basis. The warrants will expire on the tenth anniversary of the initial issuance date thereof.