Charles Zabatta - 28 Jul 2025 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Reporting relationship: Director
Issuer ticker: SIEB
Reported as of: 28 Jul 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 30 Jul 2025, 12:00:16 UTC
Prior SEC filing: 21 May 2025
Source filing: View source filing
Reporting owner signature: /s/ Charles Zabatta

Key filing fact

Charles Zabatta filed Form 4 for SIEBERT FINANCIAL CORP (SIEB) on 30 Jul 2025.

Key facts

This page summarizes Charles Zabatta's Form 4 filing for SIEBERT FINANCIAL CORP (SIEB).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 30 Jul 2025, 12:00.

Change

Previous filing in this sequence was filed on 21 May 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001157617 Primary reporting owner

ZABATTA CHARLES

Relationship: Director
Address: C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH
Signature: /s/ Charles Zabatta
Signature date: 30 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SIEB transaction

Common Stock, $0.01 par value per share

Gift

Transaction value: $0
Shares: -180,000
Change %: -90%
Price: $0.000000
Shares after: 20,000
Date: 28 Jul 2025
Ownership: Direct
Footnotes: F1

SIEB transaction

Common Stock, $0.01 par value per share

Gift

Transaction value: $0
Shares: +180,000
Change %: +51%
Price: $0.000000
Shares after: 530,439
Date: 28 Jul 2025
Ownership: See Footnote
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock.

Footnote F2

The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 530,439 shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.