Peter A. Gray - 15 Jul 2025 Form 4 Insider Report for ESSA Bancorp, Inc. (ESSA)

Reporting relationship: SEVP and COO
Issuer ticker: ESSA
Reported as of: 15 Jul 2025
Net transaction value: -$41,880
SEC form: 4
Accepted by SEC: 24 Jul 2025, 09:44:25 UTC
Prior SEC filing: 02 Oct 2024
Next SEC filing: 05 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Marc Levy, pursuant to power of attorney

Key filing fact

Peter A. Gray filed Form 4 for ESSA Bancorp, Inc. (ESSA) on 24 Jul 2025.

Key facts

This page summarizes Peter A. Gray's Form 4 filing for ESSA Bancorp, Inc. (ESSA).
5 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 24 Jul 2025, 09:44.

Change

Previous filing in this sequence was filed on 02 Oct 2024.
Current net transaction value: -$41,880.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001705242 Primary reporting owner

Gray Peter A

Relationship: SEVP and COO
Address: 200 PALMER STREET, STROUDSBURG
Signature: /s/ Marc Levy, pursuant to power of attorney
Signature date: 24 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ESSA transaction

Common Stock

Tax liability

Transaction value: $41,880
Shares: -2,061
Change %: -6.1%
Price: $20.32
Shares after: 31,629
Date: 15 Jul 2025
Ownership: Direct
Footnotes: F1, F2

ESSA transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -31,629
Change %: -100%
Price
Shares after: 0
Date: 23 Jul 2025
Ownership: Direct
Footnotes: F3

ESSA transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -2,030
Change %: -100%
Price
Shares after: 0
Date: 23 Jul 2025
Ownership: By IRA
Footnotes: F1, F3

ESSA transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -3,560
Change %: -100%
Price
Shares after: 0
Date: 23 Jul 2025
Ownership: By 401(k)
Footnotes: F1, F3

ESSA transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -5,037
Change %: -100%
Price
Shares after: 0
Date: 23 Jul 2025
Ownership: By ESOP
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Peter A. Gray is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.

Footnote F2

Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2025 (the "Merger Agreement"), between the Issuer and CNB Financial Corporation, each restricted stock award outstanding immediately prior to the effective time of the merger fully vested, and such awards will be exchanged for the merger consideration at the effective time of the merger (as defined in the Merger Agreement).

Footnote F3

Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2025, between the Issuer and CNB Financial Corporation, each issued and outstanding share of Issuer common stock was converted into the right to receive 0.8547 shares of CNB Financial Corporation common stock (subject to the payment of cash in lieu of fractional shares).