Roger H. Ballou - 05 Nov 2022 Form 4 Insider Report for Loyalty Ventures Inc.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 05 Nov 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Nov 2022, 15:34:20 UTC
Prior SEC filing: 18 Aug 2022
Next SEC filing: 10 Nov 2022
Source filing: View source filing
Reporting owner signature: Cynthia L. Hageman, Attorney in Fact

Key filing fact

Roger H. Ballou filed Form 4 for Loyalty Ventures Inc. on 08 Nov 2022.

Key facts

This page summarizes Roger H. Ballou's Form 4 filing for Loyalty Ventures Inc..
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 08 Nov 2022, 15:34.

Change

Previous filing in this sequence was filed on 18 Aug 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LYLT transaction

Common Stock

Disposed to Issuer

Transaction value: $0
Shares: -24,039
Change %: -64%
Price: $0.000000
Shares after: 13,733
Date: 05 Nov 2022
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Roger H. Ballou is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

On November 5, 2022, Roger H. Ballou resigned from the board of directors of Loyalty Ventures Inc. Pursuant to the 2021 Omnibus Incentive Plan and the provisions of each time-based restricted stock unit grant agreement, all unvested time-based restricted stock units were forfeited upon Mr. Ballou's resignation.

Footnote F2

The total number of securities beneficially owned includes 13,733 unrestricted shares.