Gregory Randolph James - 07 Jul 2025 Form 3 Insider Report for CaliberCos Inc. (CWD)

Reporting relationship: CHIEF OPERATING OFFICER
Issuer ticker: CWD
Reported as of: 07 Jul 2025
Net transaction value: $0
SEC form: 3
Accepted by SEC: 17 Jul 2025, 16:31:27 UTC
Source filing: View source filing
Reporting owner signature: /s/ Greg James

Key filing fact

Gregory Randolph James filed Form 3 for CaliberCos Inc. (CWD) on 17 Jul 2025.

Key facts

This page summarizes Gregory Randolph James's Form 3 filing for CaliberCos Inc. (CWD).
0 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 17 Jul 2025, 16:31.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0002077217 Primary reporting owner

JAMES GREGORY RANDOLPH

Relationship: CHIEF OPERATING OFFICER
Address: 8901 E MOUNTAIN VIEW RD, SUITE 150, SCOTTSDALE
Signature: /s/ Greg James
Signature date: 17 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CWD holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 32,155
Date: 07 Jul 2025
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CWD holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 07 Jul 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 8,039
Exercise price: $12.44
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units ("RSUs") granted October 14, 2024, pursuant to Issuer's 2024 Equity Incentive Plan (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. RSUs vest 25% on the first anniversary of the date of grant and thereafter vest in equal installments over the following 36 months.

Footnote F2

Employee stock options (right to buy)("Options") granted pursuant to the Plan.

Footnote F3

Options vest 25% on the first anniversary of the date of grant and thereafter vest in equal installments over the following 36 months.