Joseph A. Geraci II - 24 Jun 2025 Form 4 Insider Report for Mill City Ventures III, Ltd (MCVT)

Reporting relationship: Chief Financial Officer, Director
Issuer ticker: MCVT
Reported as of: 24 Jun 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 09 Jul 2025, 21:33:57 UTC
Prior SEC filing: 01 Dec 2022
Next SEC filing: 04 Aug 2025
Source filing: View source filing
Reporting owner signature: /s/ Joseph A. Geraci, II

Key filing fact

Joseph A. Geraci II filed Form 4 for Mill City Ventures III, Ltd (MCVT) on 09 Jul 2025.

Key facts

This page summarizes Joseph A. Geraci II's Form 4 filing for Mill City Ventures III, Ltd (MCVT).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 09 Jul 2025, 21:33.

Change

Previous filing in this sequence was filed on 01 Dec 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001394647 Primary reporting owner

GERACI JOSEPH ANTHONY II

Relationship: Chief Financial Officer, Director
Address: 1907 WAYZATA BLVD.,, SUITE 205, WAYZATA
Signature: /s/ Joseph A. Geraci, II
Signature date: 09 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MCVT transaction

Common stock

Other

Transaction value: $0
Shares: -115,469
Change %: -35%
Price: $0.000000
Shares after: 210,659
Date: 30 Jun 2025
Ownership: Direct
Footnotes: F1

MCVT holding

Common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 128,915
Date: 24 Jun 2025
Ownership: By Lantern Advisers LLC
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MCVT transaction Derivative

Non-Qualified Stock Option

Other

Transaction value: $0
Shares: -125,000
Change %: -50%
Price: $0.000000
Shares after: 125,000
Date: 24 Jun 2025
Ownership: Direct
Underlying class: Common stock
Underlying amount: 125,000
Exercise price: $2.12
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reported transaction reflects shares transferred to the reporting person's ex-spouse pursuant to a marital-dissolution decree. The securities owned by the ex-spouse are not beneficially owned by the reporting person.

Footnote F2

A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.