Romulo Pontual - 01 Jul 2025 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Reporting relationship: Director
Issuer ticker: UEIC
Reported as of: 01 Jul 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Jul 2025, 18:44:31 UTC
Prior SEC filing: 28 May 2025
Next SEC filing: 21 May 2026
Source filing: View source filing
Reporting owner signature: /s/Romulo Pontual by Bryan Allison, pursuant to Limited Power of Attorney dated February 26, 2025

Key filing fact

Romulo Pontual filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 02 Jul 2025.

Key facts

This page summarizes Romulo Pontual's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
3 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 02 Jul 2025, 18:44.

Change

Previous filing in this sequence was filed on 28 May 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001278871 Primary reporting owner

PONTUAL ROMULO

Relationship: Director
Address: 15147 N SCOTTSDALE RD STE H300, SCOTTSDALE
Signature: /s/Romulo Pontual by Bryan Allison, pursuant to Limited Power of Attorney dated February 26, 2025
Signature date: 02 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UEIC transaction

Common Stock

Options Exercise

Transaction value
Shares: +1,250
Change %: +6.1%
Price
Shares after: 21,833
Date: 01 Jul 2025
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UEIC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,250
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 01 Jul 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,250
Exercise price
Footnotes: F1, F2

UEIC transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +18,437
Change %
Price: $0.000000
Shares after: 18,437
Date: 01 Jul 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 18,437
Exercise price
Footnotes: F1, F3

UEIC holding Derivative

Employee Stock Option (Rt to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,000
Date: 01 Jul 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 20,000
Exercise price
Footnotes: F4, F5, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Footnote F2

The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Footnote F3

Restricted stock units awarded on July 1, 2025 as director compensation and vest on July 1, 2026.

Footnote F4

Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Footnote F5

The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

Footnote F6

This figure represents an aggregate number of stock options held by Reporting Person.