Richard Loren Davis - 01 Jul 2025 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Reporting relationship: Director
Issuer ticker: TFIN
Reported as of: 01 Jul 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Jul 2025, 16:10:05 UTC
Prior SEC filing: 05 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Adam D. Nelson, Attorney-in-fact

Key filing fact

Richard Loren Davis filed Form 4 for Triumph Financial, Inc. (TFIN) on 02 Jul 2025.

Key facts

This page summarizes Richard Loren Davis's Form 4 filing for Triumph Financial, Inc. (TFIN).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 02 Jul 2025, 16:10.

Change

Previous filing in this sequence was filed on 05 Feb 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001623821 Primary reporting owner

Davis Richard Loren

Relationship: Director
Address: 12700 PARK CENTRAL DRIVE, SUITE 1700, DALLAS
Signature: /s/ Adam D. Nelson, Attorney-in-fact
Signature date: 02 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TFIN transaction

Common Stock

Award

Transaction value: $0
Shares: +613
Change %: +1.1%
Price: $0.000000
Shares after: 55,280
Date: 01 Jul 2025
Ownership: Direct
Footnotes: F1, F2

TFIN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 74,079
Date: 01 Jul 2025
Ownership: By Rick Davis 2006 Family Trust
Footnotes: F3

TFIN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 74,079
Date: 01 Jul 2025
Ownership: By Sheree Davis 2006 Children's Trust
Footnotes: F4

TFIN holding

Depository Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,000
Date: 01 Jul 2025
Ownership: Direct
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Footnote F2

Consists of (i) 17,740 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

Footnote F3

These 74,079 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Footnote F4

These 74,079 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Footnote F5

Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.