Ann S. Lieff - 30 Jun 2025 Form 4 Insider Report for HERZFELD CARIBBEAN BASIN FUND INC (CUBA)

Reporting relationship: Director
Issuer ticker: CUBA
Reported as of: 30 Jun 2025
Net transaction value: +$9,247
SEC form: 4
Accepted by SEC: 02 Jul 2025, 16:00:12 UTC
Prior SEC filing: 17 Jul 2024
Next SEC filing: 25 Nov 2025
Source filing: View source filing
Reporting owner signature: /s/ Ann S. Lieff

Key filing fact

Ann S. Lieff filed Form 4 for HERZFELD CARIBBEAN BASIN FUND INC (CUBA) on 02 Jul 2025.

Key facts

This page summarizes Ann S. Lieff's Form 4 filing for HERZFELD CARIBBEAN BASIN FUND INC (CUBA).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 02 Jul 2025, 16:00.

Change

Previous filing in this sequence was filed on 17 Jul 2024.
Current net transaction value: +$9,247.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0000901690 Primary reporting owner

LIEFF ANN S

Relationship: Director
Address: THE HERZFELD CARIBBEAN BASIN FUND INC., 119 WASHINGTON AVE., SUITE 504, MIAMI BEACH
Signature: /s/ Ann S. Lieff
Signature date: 02 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CUBA transaction

Common Stock

Other

Transaction value: $9,247
Shares: +3,756
Change %: +9.4%
Price: $2.46
Shares after: 43,533
Date: 30 Jun 2025
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On June 30, 2025, the Fund paid a distribution of $0.2325 per share to stockholders of record on May 23, 2025 in cash and shares of common stock (the "June 2025 Distribution"). The June 2025 Distribution was paid in cash or shares of the Fund's common stock at the election of stockholders with the total amount of cash distributed to all stockholders limited to 20% of the total distribution to be paid, excluding any cash paid for fractional shares. The remainder of the June 2025 Distribution (approx. 80%) was paid in the form of shares of the Fund's common stock. The exact distribution of cash and stock to any given stockholder was dependent upon their election as well as elections of other stockholders, subject to the pro-rata limitation. The price per share used to calculate the number of shares to be issued in lieu of cash was $2.4618. Ms. A. Lieff received 3,756 shares of common stock of the Fund in connection with the June 2025 Distribution.