Roger F. Rankin - 01 Jul 2025 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Jul 2025, 12:17:36 UTC
Prior SEC filing
02 Apr 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Filing notes and source

Key filing fact

Roger F. Rankin filed Form 4 for NACCO INDUSTRIES INC (NC) on 02 Jul 2025.

Key facts

  • This page summarizes Roger F. Rankin's Form 4 filing for NACCO INDUSTRIES INC (NC).
  • 1 reported transaction and 9 derivative rows are listed below.
  • Accepted by SEC: 02 Jul 2025, 12:17.

Change

  • Previous filing in this sequence was filed on 02 Apr 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0000901733 Primary reporting owner

RANKIN ROGER F

Relationship
Director, Member of a group
Address
NACCO INDUSTRIES, INC., 5875 LANDERBROOK DRIVE., STE. 220, MAYFIELD HEIGHTS
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Signature date
02 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NC transaction

Class A Common Stock

Award

Transaction value
Shares
+770
Change %
+12%
Price
Shares after
7,104
Date
01 Jul 2025
Ownership
By Trust
Footnotes
F1, F2, F3
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,904
Date
01 Jul 2025
Ownership
By Assoc II/Spouse
Footnotes
F4
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,613
Date
01 Jul 2025
Ownership
By Spouse/Trust
Footnotes
F5
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,320
Date
01 Jul 2025
Ownership
AMR - Trust2 (SR)
Footnotes
F6
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,600
Date
01 Jul 2025
Ownership
AMR - Trust3 (Grandchildren)
Footnotes
F7
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,191
Date
01 Jul 2025
Ownership
By Trust/Daughter 1
Footnotes
F8
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,191
Date
01 Jul 2025
Ownership
By Trust/Daughter 2
Footnotes
F9
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,046
Date
01 Jul 2025
Ownership
By Trust (Daughter 2)
Footnotes
F10
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
620
Date
01 Jul 2025
Ownership
By Trust/Daughter 2
Footnotes
F11
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
16,738
Date
01 Jul 2025
Ownership
By Assoc II/Daughter 2
Footnotes
F12
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,944
Date
01 Jul 2025
Ownership
By Assoc II/Daughter 2
Footnotes
F13
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
745
Date
01 Jul 2025
Ownership
By Assoc II/Daughter 2
Footnotes
F14
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,553
Date
01 Jul 2025
Ownership
By Trust (Daughter 1)
Footnotes
F15
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
14,931
Date
01 Jul 2025
Ownership
By Assoc II/Daughter 1
Footnotes
F12
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,056
Date
01 Jul 2025
Ownership
By Assoc II/Daughter 1
Footnotes
F13
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,552
Date
01 Jul 2025
Ownership
By Assoc II/Daughter 1
Footnotes
F16
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,975
Date
01 Jul 2025
Ownership
By RMI (Delaware)
Footnotes
F17

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
75,504
Date
01 Jul 2025
Ownership
By Assoc I/Spouse
Underlying class
Class A Common Stock
Underlying amount
75,504
Exercise price
Footnotes
F2, F18
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
85,056
Date
01 Jul 2025
Ownership
By Assoc IV/Spouse
Underlying class
Class A Common Stock
Underlying amount
85,056
Exercise price
Footnotes
F2, F19
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,431
Date
01 Jul 2025
Ownership
By Trust/Daughter 1
Underlying class
Class A Common Stock
Underlying amount
9,431
Exercise price
Footnotes
F2, F20
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,431
Date
01 Jul 2025
Ownership
By Trust/Daughter 2
Underlying class
Class A Common Stock
Underlying amount
9,431
Exercise price
Footnotes
F2, F21
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,858
Date
01 Jul 2025
Ownership
By Trust/Daughter 1
Underlying class
Class A Common Stock
Underlying amount
7,858
Exercise price
Footnotes
F2, F8
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,858
Date
01 Jul 2025
Ownership
By Trust/Daughter 2
Underlying class
Class A Common Stock
Underlying amount
7,858
Exercise price
Footnotes
F2, F9
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25
Date
01 Jul 2025
Ownership
By GP
Underlying class
Class A Common Stock
Underlying amount
25
Exercise price
$0.000000
Footnotes
F2, F22
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,808
Date
01 Jul 2025
Ownership
By Assoc I
Underlying class
Class A Common Stock
Underlying amount
4,808
Exercise price
$0.000000
Footnotes
F2, F23
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
204,919
Date
01 Jul 2025
Ownership
By Trust
Underlying class
Class A Common Stock
Underlying amount
204,919
Exercise price
$0.000000
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 23 footnotes

Footnote F1

Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Footnote F2

N/A

Footnote F3

Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.

Footnote F4

Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares.

Footnote F5

Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F6

Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F7

Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F8

Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin.

Footnote F9

Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin.

Footnote F10

Held by Trust dated December 18, 1997. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F11

Held by Trust dated December 30, 2015. Reporting Person serves as Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F12

Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F13

Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 (Posterity Trust) for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F14

Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 30, 2015 for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F15

Held by Trust dated August 15, 2012. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F16

Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F17

Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI).

Footnote F18

Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F19

Represents the Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F20

Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin.

Footnote F21

Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Elisabeth M. Rankin.

Footnote F22

GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

Footnote F23

Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.

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