Heng W. Chen - 27 Jun 2025 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)

Reporting relationship: EVP/CFO
Issuer ticker: CATY
Reported as of: 27 Jun 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Jul 2025, 20:01:20 UTC
Prior SEC filing: 03 Apr 2025
Source filing: View source filing
Reporting owner signature: /s/ Georgia Lo, attorney-in-fact

Key filing fact

Heng W. Chen filed Form 4 for CATHAY GENERAL BANCORP (CATY) on 01 Jul 2025.

Key facts

This page summarizes Heng W. Chen's Form 4 filing for CATHAY GENERAL BANCORP (CATY).
3 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 01 Jul 2025, 20:01.

Change

Previous filing in this sequence was filed on 03 Apr 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001207193 Primary reporting owner

CHEN HENG W

Relationship: EVP/CFO
Address: 777 NORTH BROADWAY, LOS ANGELES
Signature: /s/ Georgia Lo, attorney-in-fact
Signature date: 01 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CATY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 191,040
Date: 27 Jun 2025
Ownership: Direct

CATY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 100
Date: 27 Jun 2025
Ownership: Chen Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CATY transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +3,339
Change %
Price
Shares after: 3,339
Date: 27 Jun 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,339
Exercise price
Footnotes: F1, F2

CATY transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +3,437
Change %
Price
Shares after: 3,437
Date: 27 Jun 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,437
Exercise price
Footnotes: F1, F2

CATY transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +6,875
Change %
Price
Shares after: 6,875
Date: 27 Jun 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,875
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

Footnote F2

These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.