Daniel Joseph Houston - 27 Jun 2025 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Reporting relationship: Executive Chairman, Director
Issuer ticker: PFG
Reported as of: 27 Jun 2025
Net transaction value: +$1,425
SEC form: 4
Accepted by SEC: 01 Jul 2025, 18:25:26 UTC
Prior SEC filing: 23 May 2025
Next SEC filing: 10 Jul 2025
Source filing: View source filing
Reporting owner signature: Chris Agbe-Davies as Attorney-in-Fact

Key filing fact

Daniel Joseph Houston filed Form 4 for PRINCIPAL FINANCIAL GROUP INC (PFG) on 01 Jul 2025.

Key facts

This page summarizes Daniel Joseph Houston's Form 4 filing for PRINCIPAL FINANCIAL GROUP INC (PFG).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 01 Jul 2025, 18:25.

Change

Previous filing in this sequence was filed on 23 May 2025.
Current net transaction value: +$1,425.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001326278 Primary reporting owner

Houston Daniel Joseph

Relationship: Executive Chairman, Director
Address: 711 HIGH STREET, DES MOINES
Signature: Chris Agbe-Davies as Attorney-in-Fact
Signature date: 01 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PFG transaction

Common Stock

Award

Transaction value: $0
Shares: +859
Change %: +0.32%
Price: $0.000000
Shares after: 271,613
Date: 27 Jun 2025
Ownership: Direct
Footnotes: F1, F2

PFG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 45,823
Date: 27 Jun 2025
Ownership: By Trust
Footnotes: F3

PFG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 125,000
Date: 27 Jun 2025
Ownership: By Trust
Footnotes: F4

PFG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,117
Date: 27 Jun 2025
Ownership: By 401(k) Plan

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PFG transaction Derivative

Phantom Stock Units

Award

Transaction value: $1,425
Shares: +18
Change %: +0.95%
Price: $79.19
Shares after: 1,909
Date: 27 Jun 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 18
Exercise price
Footnotes: F5, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Grant of restricted stock units.

Footnote F2

Includes 915 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Footnote F3

Joan M. Houston 2021 Trust

Footnote F4

Daniel J. Houston 2019 DGT Exempt Trust

Footnote F5

The units convert to common stock on a one-for-one basis.

Footnote F6

The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.