(SVT)

Reporting relationship: Chief Financial Officer
Issuer ticker: SVT
Reported as of: 01 Jul 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Jul 2025, 17:05:17 UTC
Prior SEC filing: 03 Apr 2025
Source filing: View source filing
Reporting owner signature: /s/ Michael C. Donlon, Attorney-in-Fact for Robert A. Fraass

Key filing fact

Robert A. Fraass filed Form 4 for SERVOTRONICS INC /DE/ (SVT) on 01 Jul 2025.

Key facts

This page summarizes Robert A. Fraass's Form 4 filing for SERVOTRONICS INC /DE/ (SVT).
4 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 01 Jul 2025, 17:05.

Change

Previous filing in this sequence was filed on 03 Apr 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001975639 Primary reporting owner

Fraass Robert

Relationship: Chief Financial Officer
Address: 1110 MAPLE STREET, PO BOX 300, ELMA
Signature: /s/ Michael C. Donlon, Attorney-in-Fact for Robert A. Fraass
Signature date: 01 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SVT transaction

Common Stock

Tax liability

Transaction value
Shares: -1,302
Change %: -23%
Price
Shares after: 4,307
Date: 01 Jul 2025
Ownership: Direct
Footnotes: F1

SVT transaction

Common Stock

Disposition pursuant to a tender of shares in a change of control transaction

Transaction value
Shares: -2,047
Change %: -48%
Price
Shares after: 2,260
Date: 01 Jul 2025
Ownership: Direct
Footnotes: F2

SVT transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -2,260
Change %: -100%
Price
Shares after: 0
Date: 01 Jul 2025
Ownership: Direct
Footnotes: F3

SVT transaction

Common Stock

Disposition pursuant to a tender of shares in a change of control transaction

Transaction value
Shares: -436
Change %: -100%
Price
Shares after: 0
Date: 01 Jul 2025
Ownership: By ESOP
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Robert A. Fraass is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

On the indicated date, the Reporting Person instructed the Issuer to withhold shares of Common Stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the Servotronics, Inc. 2022 Equity Incentive Plan.

Footnote F2

Pursuant to the terms of that certain Agreement and Plan of Merger, dated as of May 18, 2025, by and among Servotronics, Inc., TransDigm Inc. and TDG Rise Merger Sub, Inc., as amended by Amendment No. 1 thereto dated May 28, 2025 (as amended, the "Merger Agreement"), the reported securities were tendered prior to the Expiration Date (as defined in the Merger Agreement) and disposed of at the Acceptance Time (as defined in the Merger Agreement) in exchange for $47.00 per share, payable in cash at closing, without interest and subject to reduction for any applicable withholding of taxes (the "Offer Consideration").

Footnote F3

Pursuant to the Merger Agreement, each share of the Issuer's Common Stock not previously tendered by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to the Offer Consideration. The reported securities consists of shares of restricted stock that were previously awarded to the Reporting Person that vested on July 1, 2025 upon a Change in Control (as defined in the Servotronics, Inc. 2022 Equity Incentive Plan).