Patrick Mercer - 13 Jun 2025 Form 4/A - Amendment Insider Report for IRIDEX CORP (IRIX)

Reporting relationship: President and CEO
Issuer ticker: IRIX
Reported as of: 13 Jun 2025
Net transaction value: +$31,368
SEC form: 4/A - Amendment
Accepted by SEC: 24 Jun 2025, 20:11:25 UTC
Original report date: 17 Jun 2025
Prior SEC filing: 27 May 2025
Next SEC filing: 17 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Nilo De Castro, Attorney-in-fact for Patrick Mercer

Key filing fact

Patrick Mercer filed Form 4/A - Amendment for IRIDEX CORP (IRIX) on 24 Jun 2025.

Key facts

This page summarizes Patrick Mercer's Form 4/A - Amendment filing for IRIDEX CORP (IRIX).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 24 Jun 2025, 20:11.

Change

Previous filing in this sequence was filed on 27 May 2025.
Current net transaction value: +$31,368.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001786824 Primary reporting owner

Mercer Patrick

Relationship: President and CEO
Address: 1212 TERRA BELLA AVENUE, MOUNTAIN VIEW
Signature: /s/ Nilo De Castro, Attorney-in-fact for Patrick Mercer
Signature date: 24 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IRIX transaction

Common Stock

Award

Transaction value: $31,368
Shares: +33,370
Change %: +8.6%
Price: $0.9400
Shares after: 420,100
Date: 13 Jun 2025
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IRIX transaction Derivative

Common Stock (right to buy)

Award

Transaction value: $0
Shares: +111,240
Change %
Price: $0.000000
Shares after: 111,240
Date: 13 Jun 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 111,240
Exercise price: $0.9400
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on June 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Footnote F2

This option was granted pursuant to the Company's 2008 Equity Incentive Plan, as amended, and is exempt pursuant to Rule16b-3.

Footnote F3

The shares are subject to vesting according to the following schedule: 1/3 of the Shares subject to the Option will vest each one-year anniversary of the date of grant.