Terren S. Peizer - 20 Jun 2025 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Reporting relationship: 10%+ Owner
Issuer ticker: OTRK
Reported as of: 20 Jun 2025
Net transaction value: +$700
SEC form: 4
Accepted by SEC: 24 Jun 2025, 18:32:14 UTC
Prior SEC filing: 23 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Terren S. Peizer

Key filing fact

Terren S. Peizer filed Form 4 for Ontrak, Inc. (OTRK) on 24 Jun 2025.

Key facts

This page summarizes Terren S. Peizer's Form 4 filing for Ontrak, Inc. (OTRK).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 24 Jun 2025, 18:32.

Change

Previous filing in this sequence was filed on 23 Jun 2025.
Current net transaction value: +$700.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (2)

CIK 0000904534 Primary reporting owner

PEIZER TERREN S

Relationship: 10%+ Owner
Address: 200 DORADO BEACH DRIVE #3831, DORADO, PUERTO RICO
Signature: /s/ Terren S. Peizer
Signature date: 24 Jun 2025

CIK 0001797168

Acuitas Group Holdings, LLC

Relationship: 10%+ Owner
Address: 200 DORADO BEACH DRIVE #3831, DORADO, PUERTO RICO
Signature: Acuitas Group Holdings, LLC, /s/ Terren S. Peizer, Chairman
Signature date: 24 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OTRK transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value: $700
Shares: +500,000
Change %: +28%
Price: $0.001400
Shares after: 2,305,480
Date: 20 Jun 2025
Ownership: By Humanitario
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OTRK transaction Derivative

Pre-Funded Common Stock Purchase Warrant

Exercise of in-the-money or at-the-money derivative security

Transaction value: $0
Shares: -500,000
Change %: -38%
Price: $0.000000
Shares after: 799,575
Date: 20 Jun 2025
Ownership: By Humanitario
Underlying class: Common Stock
Underlying amount: 500,000
Exercise price: $0.001400
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas") with respect to the issuer Ontrak, Inc. ("Ontrak"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. Humanitario Capital LLC is an entity wholly owned by Mr. Peizer.

Footnote F2

As previously disclosed, the Pre-Funded Warrant (as previously defined) may be exercised at any time until exercised in full.