Lu Zhijian - 20 Jun 2025 Form 4 Insider Report for AvePoint, Inc. (AVPT)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
24 Jun 2025, 06:18:07 UTC
Prior SEC filing
17 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian Michael Brown, Attorney-in-Fact

Key filing fact

Lu Zhijian filed Form 4 for AvePoint, Inc. (AVPT) on 24 Jun 2025.

Key facts

  • This page summarizes Lu Zhijian's Form 4 filing for AvePoint, Inc. (AVPT).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 24 Jun 2025, 06:18.

Change

  • Previous filing in this sequence was filed on 17 Jun 2025.
  • Current net transaction value: -$12,949.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001874612 Primary reporting owner

Lu Zhijian

Relationship
No longer a 10% owner
Address
C/O AVEPOINT, INC., 525 WASHINGTON BOULEVARD, SUITE 1400, JERSEY CITY
Signature
/s/ Brian Michael Brown, Attorney-in-Fact
Signature date
23 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AVPT transaction

Common Stock

Tax liability

Transaction value
$12,949
Shares
-721
Change %
-0.39%
Price
$17.96
Shares after
182,562
Date
20 Jun 2025
Ownership
Direct
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Lu Zhijian is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Footnote F2

Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

Footnote F3

Includes aggregate vested and unvested RSUs held by the Reporting Person. Previously, the Reporting Person was granted an aggregate of 151,354 RSUs. Each of the Reporting Person's RSU grant awards vest on the following schedule: 25% after 1 year and the remaining vest in 12 equal quarterly installments thereafter.

SEC remarks

Following this transaction, the Reporting Person is no longer a beneficial owner of more than 10% of the Issuer's securities and as such, this filing represents an exit filing for the Reporting Person.

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