Laurie L. Dotter - 16 Jun 2025 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Reporting relationship: Director
Issuer ticker: SWKH
Reported as of: 16 Jun 2025
Net transaction value: +$55,015
SEC form: 4
Accepted by SEC: 18 Jun 2025, 20:15:58 UTC
Prior SEC filing: 14 May 2025
Next SEC filing: 02 Jul 2025
Source filing: View source filing
Reporting owner signature: /s/ Laurie L. Dotter

Key filing fact

Laurie L. Dotter filed Form 4 for SWK Holdings Corp (SWKH) on 18 Jun 2025.

Key facts

This page summarizes Laurie L. Dotter's Form 4 filing for SWK Holdings Corp (SWKH).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 18 Jun 2025, 20:15.

Change

Previous filing in this sequence was filed on 14 May 2025.
Current net transaction value: +$55,015.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001490732 Primary reporting owner

Dotter Laurie L.

Relationship: Director
Address: 5956 SHERRY LANE, SUITE 650, DALLAS
Signature: /s/ Laurie L. Dotter
Signature date: 18 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWKH transaction

Common Stock

Award

Transaction value: $55,015
Shares: +3,858
Change %: +30%
Price: $14.26
Shares after: 16,791
Date: 16 Jun 2025
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for her services as a director. The restricted shares vest on the earlier of (i) June 16, 2026, or (ii) the date of the next Annual Meeting of Stockholders of the Issuer, subject to the Reporting Person's continued service through such vesting date.