Key facts
- This page summarizes Kelley Conte's Form 4 filing for ASPEN AEROGELS INC (ASPN).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Jun 2023, 16:00.
Kelley Conte - 01 Jun 2023 Form 4 Insider Report for ASPEN AEROGELS INC (ASPN)
- Reporting relationship
- Senior Vice President, HR
- Issuer ticker
- ASPN
- Reported as of
- 01 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Jun 2023, 16:00:56 UTC
- Prior SEC filing
- 28 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Virginia H. Johnson, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Kelley Conte filed Form 4 for ASPEN AEROGELS INC (ASPN) on 02 Jun 2023.
Change
- Previous filing in this sequence was filed on 28 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ASPN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +14,684
- Change %
- +13%
- Price
- $0.000000
- Shares after
- 128,183
- Date
- 01 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ASPN
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +67,537
- Change %
- Price
- $0.000000
- Shares after
- 67,537
- Date
- 01 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 67,537
- Exercise price
- $6.81
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.
Footnote F2
Represents 56,424 shares of Common Stock, 18,169 RSUs and 53,590 shares of Restricted Stock.
Footnote F3
The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.
SEC remarks
Power of Attorney is attached hereto as Exhibit 24.